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VANDALIA WEALTH

CHARLESTON, WV · CRD 340089 · IAPD ↗ · 304-915-0260

$249.6MRegulatory AUM
15Advisory reps
22Employees
0Clients
0Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
July 2026 — VANDALIA WEALTH notice-filed in CO, FL, GA, MD, SC, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
July 2026 — VANDALIA WEALTH's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
50
June 2026 — VANDALIA WEALTH notice-filed in CA, IN, MI, NJ, NY, OH, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
May 2026 — VANDALIA WEALTH notice-filed in PA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
May 2026 — VANDALIA WEALTH added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
March 2026 — VANDALIA WEALTH (CHARLESTON, WV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 13 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.