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DE GROOTE FINANCIAL GROUP, LLC

THOUSAND OAKS, CA · CRD 168178 · IAPD ↗ · (805) 230-0111

$1.22BRegulatory AUM
3Advisory reps
9Employees
1Clients
1-10Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
June 2026 — DE GROOTE FINANCIAL GROUP, LLC notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2026 — DE GROOTE FINANCIAL GROUP, LLC crossed $1B in regulatory AUM ($750.6M -> $1.22B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.