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PACIFIC EXCEL WEALTH ADVISORS, INC.

WALNUT CREEK, CA · CRD 172356 · IAPD ↗ · (925) 464-7445

$110.8MRegulatory AUM
3Advisory reps
5Employees
9Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
September 2026 — PACIFIC EXCEL WEALTH ADVISORS, INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
September 2026 — PACIFIC EXCEL WEALTH ADVISORS, INC. grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
June 2026 — PACIFIC EXCEL WEALTH ADVISORS, INC. notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
February 2026 — PACIFIC EXCEL WEALTH ADVISORS, INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
August 2025 — PACIFIC EXCEL WEALTH ADVISORS, INC. (WALNUT CREEK, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.