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ROCKFORD TOWER ASSET MANAGEMENT, L.L.C.

NEW YORK, NY · CRD 342499 · IAPD ↗ · kingstreet.com · 212-812-3100

$0Regulatory AUM
99Advisory reps
247Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

85
June 2026 — ROCKFORD TOWER ASSET MANAGEMENT, L.L.C. (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 99 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.