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CW SECURITIES, LLC

KNOXVILLE, TN · CRD 124496 · IAPD ↗ · 865 690-9886

$113.5MRegulatory AUM
1Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
June 2026 — CW SECURITIES, LLC (KNOXVILLE, TN) is newly SEC-registered with $113.5M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.