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INVESTMENT MANAGEMENT ASSOCIATES

GREENWOOD VILLAGE, CO · CRD 110900 · IAPD ↗ · 303-796-8333

$810.0MRegulatory AUM
4Advisory reps
8Employees
2Clients
n/aPlanning clients
0Private funds
22States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
June 2026 — INVESTMENT MANAGEMENT ASSOCIATES notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
June 2026 — INVESTMENT MANAGEMENT ASSOCIATES reported RAUM up 41% ($572.7M -> $810.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
June 2025 — INVESTMENT MANAGEMENT ASSOCIATES now reports custody of client assets ($10.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
June 2025 — INVESTMENT MANAGEMENT ASSOCIATES grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
28
January 2025 — INVESTMENT MANAGEMENT ASSOCIATES changed its website from investor.fm to valuexvail.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
September 2024 — INVESTMENT MANAGEMENT ASSOCIATES notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
June 2024 — INVESTMENT MANAGEMENT ASSOCIATES notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
June 2024 — INVESTMENT MANAGEMENT ASSOCIATES crossed $500M in regulatory AUM ($417.6M -> $515.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.