← Tributary

CALIFORNIA FINANCIAL ADVISORS

SAN RAMON, CA · CRD 110152 · IAPD ↗ · 925.275.1000

$2.26BRegulatory AUM
14Advisory reps
14Employees
1525Clients
More than 500Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
June 2026 — CALIFORNIA FINANCIAL ADVISORS notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2026 — CALIFORNIA FINANCIAL ADVISORS added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
March 2026 — CALIFORNIA FINANCIAL ADVISORS grew from 11 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
January 2025 — CALIFORNIA FINANCIAL ADVISORS now reports custody of client assets ($1.43B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.