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BAY POINTE FINANCIAL

NEW BALTIMORE, MI · CRD 340986 · IAPD ↗ · baypointefinancial.com · (586) 273-6007 X1

$115.9MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
September 2026 — BAY POINTE FINANCIAL notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
August 2026 — BAY POINTE FINANCIAL's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
July 2026 — BAY POINTE WEALTH, LLC is now doing business as BAY POINTE FINANCIAL.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
95
June 2026 — BAY POINTE WEALTH, LLC (NEW BALTIMORE, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.