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CIRO CAPITAL LLC

JERSEY CITY, NJ · CRD 329576 · IAPD ↗ · cirocapital.com · 646-785-6201

$117.4MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
5States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
June 2026 — CIRO CAPITAL LLC (JERSEY CITY, NJ) is newly SEC-registered with $117.4M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
60
March 2025 — CIRO CAPITAL LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $58.6M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
November 2024 — CIRO CAPITAL LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
65
July 2024 — CIRO CAPITAL LLC now reports custody of client assets ($58.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
February 2024 — CIRO CAPITAL LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.