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ARBORSTONE FINANCIAL, LLC

ANDOVER, MA · CRD 338225 · IAPD ↗ · arborstonefinancial.com · 978-269-6344

$476.0MRegulatory AUM
4Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
June 2026 — ARBORSTONE FINANCIAL, LLC notice-filed in AZ, CA, FL, ME, NY, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
June 2026 — ARBORSTONE FINANCIAL, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
46
March 2026 — ARBORSTONE FINANCIAL, LLC notice-filed in IL, NC, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
February 2026 — ARBORSTONE FINANCIAL, LLC (ANDOVER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.