← Tributary

CROWNSTONE ADVISORY & INVESTMENT CORP

NEW YORK, NY · CRD 339959 · IAPD ↗ · crownstoneinvestmentadvisory.com · 858-444-5933

$3.00BRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
October 2026 — CROWNSTONE ADVISORY & INVESTMENT CORP notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
October 2026 — CROWNSTONE ADVISORY & INVESTMENT CORP moved its main office from ATLANTA, GA to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
75
October 2026 — CROWNSTONE ADVISORY & INVESTMENT CORP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
June 2026 — CROWNSTONE ADVISORY & INVESTMENT CORP (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.