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PRINCIPLED WEALTH ADVISORS, LLC

COVINGTON, KY · CRD 138143 · IAPD ↗ · principledwealth.net · 859-957-2737

$252.1MRegulatory AUM
2Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
July 2026 — PRINCIPLED WEALTH ADVISORS, LLC notice-filed in LA, OH, PA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
98
June 2026 — PRINCIPLED WEALTH ADVISORS, LLC (COVINGTON, KY) is newly SEC-registered with $252.1M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.