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WESTERN FINANCIAL CORPORATION

SAN DIEGO, CA · CRD 6118 · IAPD ↗ · 619-544-0260

$414.4MRegulatory AUM
2Advisory reps
6Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
October 2026 — WESTERN FINANCIAL CORPORATION added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
October 2026 — WESTERN FINANCIAL CORPORATION reported RAUM up 34% ($309.2M -> $414.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
June 2026 — WESTERN FINANCIAL CORPORATION notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2025 — WESTERN FINANCIAL CORPORATION notice-filed in ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
August 2025 — WESTERN FINANCIAL CORPORATION added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
November 2024 — WESTERN FINANCIAL CORPORATION reported RAUM up 31% ($200.3M -> $261.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.