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GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED

CENTRAL, HONG KONG, China · CRD 286066 · IAPD ↗ · 852 2978 1000

$21.19BRegulatory AUM
53Advisory reps
96Employees
0Clients
0Planning clients
0Private funds
0States
35Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
June 2026 — GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED's Item 11 disclosure-reporting entries rose by 2 (33 -> 35).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
42
April 2026 — GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED reported RAUM up 64% ($12.94B -> $21.19B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2026 — GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED grew from 22 to 53 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
25
November 2024 — GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED's Item 11 disclosure-reporting entries rose by 3 (30 -> 33).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
25
April 2024 — GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED shrank from 33 to 24 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.