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ONE-UP FINANCIAL

ERIE, PA · CRD 333778 · IAPD ↗ · oneupfinancial.com · 814-325-2699

$107.5MRegulatory AUM
9Advisory reps
9Employees
0Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
June 2026 — ONE-UP FINANCIAL (ERIE, PA) is newly SEC-registered with $107.5M RAUM and 9 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.