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EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

HOLMDEL, NJ · CRD 146097 · IAPD ↗ · empiream.com · 212-417-8247

$706.0MRegulatory AUM
10Advisory reps
12Employees
0Clients
11-25Planning clients
1Private funds
29States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
October 2026 — EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC now reports 1 private fund(s) ($25.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
48
June 2026 — EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC moved its main office from NEW YORK, NY to HOLMDEL, NJ.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
53
March 2026 — EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC notice-filed in CO, DE, HI, IN, NC, NH, NV, OR, TN, VT, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
December 2025 — EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC reported RAUM up 32% ($519.6M -> $688.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC crossed $500M in regulatory AUM ($484.8M -> $519.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.