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SUPERIOR FINANCIAL, LLC

ROCHESTER, MN · CRD 148326 · IAPD ↗ · superiorfinancialllc.com · 507-316-0160

$112.2MRegulatory AUM
1Advisory reps
1Employees
16Clients
51-100Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
June 2026 — SUPERIOR FINANCIAL, LLC (ROCHESTER, MN) is newly SEC-registered with $112.2M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.