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SCHONFELD WEALTH MANAGEMENT, LLC

BROOKLYN, NY · CRD 342323 · IAPD ↗ · schonfeldwm.com · 718-963-9700

$132.9MRegulatory AUM
2Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
October 2026 — SCHONFELD WEALTH MANAGEMENT, LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
October 2026 — SCHONFELD WEALTH MANAGEMENT, LLC now reports custody of client assets ($5.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
October 2026 — SCHONFELD WEALTH MANAGEMENT, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
45
July 2026 — SCHONFELD WEALTH MANAGEMENT, LLC moved its main office from PORTLAND, OR to BROOKLYN, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
July 2026 — SCWM, LLC is now doing business as SCHONFELD WEALTH MANAGEMENT, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
95
June 2026 — SCWM, LLC (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.