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RISE NORTH CAPITAL INVESTMENT ADVISORS

BRAINTREE, MA · CRD 336740 · IAPD ↗ · (781) 519-6969

$50.6MRegulatory AUM
11Advisory reps
14Employees
0Clients
0Planning clients
0Private funds
29States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
August 2026 — RISE NORTH CAPITAL INVESTMENT ADVISORS added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
June 2026 — RISE NORTH CAPITAL INVESTMENT ADVISORS notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
May 2026 — RISE NORTH CAPITAL INVESTMENT ADVISORS notice-filed in GA, ME, MN, NC, NE, NY, OH, RI, SC, TN, UT, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
May 2026 — RISE NORTH CAPITAL INVESTMENT ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
January 2026 — RISE NORTH CAPITAL INVESTMENT ADVISORS (BRAINTREE, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 13 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.