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QUALITY FINANCIAL CONCEPTS

MARYVILLE, TN · CRD 118886 · IAPD ↗ · 865-984-3550

$128.8MRegulatory AUM
2Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2026 — QUALITY FINANCIAL CONCEPTS notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
June 2026 — QUALITY FINANCIAL CONCEPTS (MARYVILLE, TN) is newly SEC-registered with $128.8M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.