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VAN DIEST CAPITAL

POLK CITY, IA · CRD 334743 · IAPD ↗ · 515-620-2085

$144.1MRegulatory AUM
8Advisory reps
8Employees
10Clients
251-500Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
June 2026 — VAN DIEST CAPITAL notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2026 — VAN DIEST CAPITAL (POLK CITY, IA) is newly SEC-registered with $144.1M RAUM and 7 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.