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JDL ADVISERS

NEWPORT BEACH, CA · CRD 122307 · IAPD ↗ · 949-752-9096

$2.28BRegulatory AUM
10Advisory reps
10Employees
0Clients
0Planning clients
0Private funds
29States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
September 2026 — JDL ADVISERS notice-filed in IL, MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
June 2026 — J.DEREK LEWIS & ASSOCIATES, INC. is now doing business as JDL ADVISERS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
65
April 2026 — J.DEREK LEWIS & ASSOCIATES, INC. reported RAUM up 28% ($1.78B -> $2.28B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
August 2025 — J.DEREK LEWIS & ASSOCIATES, INC. notice-filed in NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
March 2025 — J.DEREK LEWIS & ASSOCIATES, INC. notice-filed in AR, KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2024 — J.DEREK LEWIS & ASSOCIATES, INC. notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
May 2024 — J.DEREK LEWIS & ASSOCIATES, INC. notice-filed in WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.