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AQI

LONE TREE, CO · CRD 339159 · IAPD ↗ · aqinvest.com · 303-529-2740

$107.9MRegulatory AUM
5Advisory reps
11Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

60
July 2026 — AQI's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
45
June 2026 — APPLIED QUANTITATIVE INVESTMENTS LLC is now doing business as AQI.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
85
March 2026 — APPLIED QUANTITATIVE INVESTMENTS LLC (LONE TREE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.