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ALPHA PLANNING AND FINANCIAL SERVICES, INC.

SOLON, OH · CRD 130842 · IAPD ↗ · alphaplanners.com · 440-519-0300

$112.8MRegulatory AUM
2Advisory reps
5Employees
0Clients
101-250Planning clients
0Private funds
3States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
June 2026 — ALPHA PLANNING AND FINANCIAL SERVICES, INC. notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
March 2026 — ALPHA PLANNING AND FINANCIAL SERVICES, INC. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
February 2026 — ALPHA PLANNING AND FINANCIAL SERVICES, INC. (SOLON, OH) is newly SEC-registered with $108.9M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.