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345 INVESTMENT ADVISORY, LLC

SCOTTSDALE, AZ · CRD 342120 · IAPD ↗ · 480-624-5650

$295.1MRegulatory AUM
6Advisory reps
12Employees
0Clients
n/aPlanning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
October 2026 — 345 INVESTMENT ADVISORY, LLC now reports custody of client assets ($27.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
October 2026 — 345 INVESTMENT ADVISORY, LLC grew from 1 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
October 2026 — 345 INVESTMENT ADVISORY, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
45
July 2026 — 345 INVESTMENT ADVISORY, LLC moved its main office from WOODY CREEK, CO to SCOTTSDALE, AZ.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
July 2026 — 345 INVESTMENT ADVISORY, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
July 2026 — OMAZ HOLDCO, LLC is now doing business as 345 INVESTMENT ADVISORY, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
95
June 2026 — OMAZ HOLDCO, LLC (WOODY CREEK, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.