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NEARSIDE ADVISORS, LLC

INDIANAPOLIS, IN · CRD 341851 · IAPD ↗ · nearsideadvisors.com · 317-610-6650

$188.6MRegulatory AUM
3Advisory reps
3Employees
113Clients
101-250Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
September 2026 — NEARSIDE ADVISORS, LLC now reports custody of client assets ($10.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
September 2026 — NEARSIDE ADVISORS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
September 2026 — NEARSIDE ADVISORS, LLC reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
June 2026 — NEARSIDE ADVISORS, LLC (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.