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PHOCAS FINANCIAL CORPORATION

ALAMEDA, CA · CRD 135470 · IAPD ↗ · phocasfinancial.com · 510-523-5800

$682.7MRegulatory AUM
5Advisory reps
10Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
June 2026 — PHOCAS FINANCIAL CORPORATION notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.