← Tributary

FACTORY CAPITAL LLC

LOS ANGELES, CA · CRD 341250 · IAPD ↗ · thefactoryhq.com · 954-803-9987

$102.5MRegulatory AUM
4Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
September 2026 — FACTORY CAPITAL LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
42
July 2026 — FACTORY CAPITAL LLC notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
June 2026 — FACTORY CAPITAL is now doing business as FACTORY CAPITAL LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
95
May 2026 — FACTORY CAPITAL (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.