← Tributary

Marketing & brand — January 2025

Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).

418 firms opened this window in the January 2025 SEC roster: 236 state expansion, 70 new registration, 47 disclosure added, 25 relocation, 25 website changed, 15 rename.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

98
CURRY WEBB WEALTH MANAGEMENT LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $293.8M RAUM and 4 advisory reps. IAPD ↗
$293.8M RAUM · 4 reps · 317-999-5323 · currywebb.com
95
BLUE CHIP MONEY MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $41.5M RAUM and 1 advisory reps. IAPD ↗
$41.5M RAUM · 1 reps · 540 431-5802
95
BERKELEY ADVISORS, INC. — (ATLANTA, GA) is newly SEC-registered with $102.0M RAUM and 2 advisory reps. IAPD ↗
$102.0M RAUM · 2 reps · 404-580-9560 · berkeleyadvisors.com
95
GLADWYN FINANCIAL ADVISORS, INC. — (location n/a) is newly SEC-registered with $141.9M RAUM and 1 advisory reps. IAPD ↗
$141.9M RAUM · 1 reps · 703-810-8424 · gladwynfinancial.com
95
HEALTHVIEW ASSET MANAGEMENT, INC. — (PITTSBURGH, PA) is newly SEC-registered with $100.4M RAUM and 3 advisory reps. IAPD ↗
$100.4M RAUM · 3 reps · 412-782-5400 · healthviewria.com
95
FORTRESS FINANCIAL SOLUTIONS, LLC — (TUCSON, AZ) is newly SEC-registered with $117.9M RAUM and 6 advisory reps. IAPD ↗
$117.9M RAUM · 6 reps · 520-751-8600 · fortresscompany.com
95
PALISADE WEALTH MANAGEMENT — (DRAPER, UT) is newly SEC-registered with $116.0M RAUM and 3 advisory reps. IAPD ↗
$116.0M RAUM · 3 reps · 650-387-3808 · jacobsequity.com
95
AVENTUS INVESTMENT ADVISORS, INC. — (CORNELIUS, NC) is newly SEC-registered with $118.5M RAUM and 2 advisory reps. IAPD ↗
$118.5M RAUM · 2 reps · 704-237-4207
95
BLAIR HALL ADVISORS, LLC — (location n/a) is newly SEC-registered with $110.9M RAUM and 2 advisory reps. IAPD ↗
$110.9M RAUM · 2 reps · (206) 397-0325 · blairhalladvisors.com
95
GARNETT INVESTMENT STRATEGIES — (BEATRICE, NE) is newly SEC-registered with $122.9M RAUM and 2 advisory reps. IAPD ↗
$122.9M RAUM · 2 reps · 402-223-3433 · garnettinvestments.com
95
BRILLIANT ADVICE, LLC — (CINCINNATI, OH) is newly SEC-registered with $133.7M RAUM and 2 advisory reps. IAPD ↗
$133.7M RAUM · 2 reps · 513-703-2100 · brilliantadvice.net
95
TEPP WEALTH MANAGEMENT — (WESTFIELD, NJ) is newly SEC-registered with $149.2M RAUM and 2 advisory reps. IAPD ↗
$149.2M RAUM · 2 reps · 908-301-1200 · teppwealth.com
95
CLF ASSET MANAGEMENT, INC. — (MADISON, WI) is newly SEC-registered with $105.9M RAUM and 5 advisory reps. IAPD ↗
$105.9M RAUM · 5 reps · 8885053956 · clfasset.com
95
UNIFIED WEALTH MANAGEMENT LLC — (OLDSMAR, FL) is newly SEC-registered with $106.5M RAUM and 2 advisory reps. IAPD ↗
$106.5M RAUM · 2 reps · 727-216-8051
95
UNITED VALUE CAPITAL, LLC — (location n/a) is newly SEC-registered with $129.0M RAUM and 1 advisory reps. IAPD ↗
$129.0M RAUM · 1 reps · 801-310-8101 · unitedvaluecapital.com
95
GUNDER WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $103.1M RAUM and 2 advisory reps. IAPD ↗
$103.1M RAUM · 2 reps · 248-686-0820
95
COMPREHENSIVE FINANCIAL CONSULTANTS — (CICERO, IN) is newly SEC-registered with $140.3M RAUM and 2 advisory reps. IAPD ↗
$140.3M RAUM · 2 reps · 317-984-7693 · cfcplans.com
95
CURTIS WEALTH MANAGEMENT LLC — (HENDERSON, NV) is newly SEC-registered with $144.9M RAUM and 2 advisory reps. IAPD ↗
$144.9M RAUM · 2 reps · 702-720-3551
95
SHEPHERD WEALTH MANAGEMENT — (CINCINNATI, OH) is newly SEC-registered with $101.6M RAUM and 2 advisory reps. IAPD ↗
$101.6M RAUM · 2 reps · (513) 630-2664 · shepherdwm.com
95
KERUSSO CAPITAL MANAGEMENT, LLC — (WINSTON-SALEM, NC) is newly SEC-registered with $163.1M RAUM and 2 advisory reps. IAPD ↗
$163.1M RAUM · 2 reps · 404-226-2537
95
BRICKSTONE ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 954-856-5532 · brickstoneadvisors.com
95
RBG WEALTH ADVISORS LLC — (MEMPHIS, TN) is newly SEC-registered with $103.0M RAUM and 3 advisory reps. IAPD ↗
$103.0M RAUM · 3 reps · 901-244-2980
95
HALLSTATT ADVISORS L.P. — (NEW YORK, NY) is newly SEC-registered with $67.3M RAUM and 1 advisory reps. IAPD ↗
$67.3M RAUM · 1 reps · 212-804-9085
95
WALLEM ASSOCIATES, INC. — (LOVES PARK, IL) is newly SEC-registered with $107.0M RAUM and 2 advisory reps. IAPD ↗
$107.0M RAUM · 2 reps · 815-636-4459 · wallemassociates.com
95
TREND TRADE PRO, LLC — (PASADENA, CA) is newly SEC-registered with $182.3M RAUM and 1 advisory reps. IAPD ↗
$182.3M RAUM · 1 reps · 818-288-6338
95
PARADIGM INSTITUTIONAL INVESTORS — (DALLAS, TX) is newly SEC-registered with $189.5M RAUM and 1 advisory reps. IAPD ↗
$189.5M RAUM · 1 reps · 216-505-0835 · paradigmii.com
95
VINEYARD WEALTH GROUP, LLC — (WEST TISBURY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (508) 696-2000 · vineyardwealthgroup.com
95
BEATRICE ADVISORS LP — (NEW YORK, NY) is newly SEC-registered with $64.7M RAUM and 2 advisory reps. IAPD ↗
$64.7M RAUM · 2 reps · 212-688-1261 · beatriceadvisors.com
95
VINTRIS WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 203-231-0496 · vintriswealth.com
95
INRI — (MOUNTAIN VIEW, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 9143202771 · goinri.com
95
EVERY SECURITIES LLC — (SACRAMENTO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 516-236-9277
95
SINDIA CAPITAL ADVISERS, LLC — (SOMERS POINT, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 484-908-9118
95
HEWELL FINANCIAL GROUP, INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (530) 400-4851 · hewellfinancial.com
95
JW NOVA WEALTH PARTNERS — (NEWTOWN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 267-753-7067
95
REVV CAPITAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 207-664-3652 · revvinvest.com
95
MON CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 6466435540
95
VIAQUEST ADVISORS LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 281-335-7609
95
MORA FINANCIAL — (SANTA ANA, CA) is newly SEC-registered with $500,000 RAUM and 1 advisory reps. IAPD ↗
$500,000 RAUM · 1 reps · 341-206-3396 · mora.com
95
ALIGN FINANCIAL ADVISORS, LLC — (MCKINNEY, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 214-519-8750 · alignfinancialadvisors.com
95
B.SIDE INVESTMENTS LLC — (DORAL, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 305-801-2263
95
CREATIVE INVESTMENT GROUP — (NASHVILLE, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 615 949 9629 · creativeinvests.com
95
BROOKSIDE STRATEGY AND CONSULTING — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 818-429-7419
95
LUNIN-PACK PLANNING AND ADVICE, LLC — (COLD SPRING, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 845-265-4300
95
SELBY WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 650-766-5984
60
OBERMEYER WEALTH PARTNERS — OBERMEYER WOOD INVESTMENT COUNSEL, LLLP is now doing business as . IAPD ↗
$2.39B RAUM · 14 reps · 970-925-8747 · obermeyerwood.com
60
ELEVATION POINT WEALTH PARTNERS, LLC — MOUNT YALE INVESTMENT ADVISORS, LLC is now doing business as . IAPD ↗
$2.19B RAUM · 20 reps · 303-382-2880 · elevationpoint.com
60
ELM WEALTH — ELM PARTNERS MANAGEMENT LLC is now doing business as . IAPD ↗
$1.50B RAUM · 3 reps · (888) 676-3148
60
MOSAIC WEALTH — MOSAIC FAMILY WEALTH is now doing business as . IAPD ↗
$1.44B RAUM · 15 reps · 314-627-5220
58
VANTAGE WEALTH — OSHER VAN DE VOORDE INVESTMENT MANAGEMENT is now doing business as . IAPD ↗
$557.2M RAUM · 4 reps · 626-844-7184 · vantagewealth.com
58
DLK INVESTMENT MANAGEMENT — LLC is now doing business as DLK INVESTMENT MANAGEMENT. IAPD ↗
$348.3M RAUM · 6 reps · 858.433.3200
58
CEDRUS — LLC is now doing business as CEDRUS. IAPD ↗
$651.1M RAUM · 17 reps · 720-724-2170 · cedrusfinancial.com
58
MFP FINANCIAL SERVICES, LLC — MFP FINANCIAL SERVICES is now doing business as . IAPD ↗
$314.1M RAUM · 3 reps · 727-443-3300
55
INGALLS & SNYDER LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
$6.90B RAUM · 50 reps · 212-269-7800 · ingalls.net
55
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED — 's Item 11 disclosure-reporting entries rose by 4 (501 -> 505). IAPD ↗
$1271.59B RAUM · 26251 reps · 800-637-7455
55
MML INVESTORS SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 2 (74 -> 76). IAPD ↗
$72.83B RAUM · 4764 reps · (413)737-8400
55
HSBC SECURITIES (USA) INC. — 's Item 11 disclosure-reporting entries rose by 1 (110 -> 111). IAPD ↗
$3.02B RAUM · 340 reps · 212-525-2879 · us.hsbc.com
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 3 (649 -> 652). IAPD ↗
$558.46B RAUM · 8623 reps · 314-875-3000
55
CETERA INVESTMENT ADVISERS LLC — 's Item 11 disclosure-reporting entries rose by 5 (41 -> 46). IAPD ↗
$104.47B RAUM · 5928 reps · 310-257-7880
55
BLACKROCK ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (26 -> 28). IAPD ↗
$869.68B RAUM · 156 reps · 212 810 5300
55
VANGUARD ADVISERS, INC. — 's Item 11 disclosure-reporting entries rose by 1 (11 -> 12). IAPD ↗
$333.07B RAUM · 1558 reps · 610-669-1000 · investor.vanguard.com
55
BLACKROCK FINANCIAL MANAGEMENT, INC — 's Item 11 disclosure-reporting entries rose by 2 (38 -> 40). IAPD ↗
$1288.50B RAUM · 1038 reps · 212 810 5300
55
BLACKROCK CAPITAL MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 2 (29 -> 31). IAPD ↗
$110.92B RAUM · 154 reps · 302 797 2000
55
BLACKROCK INVESTMENT MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (25 -> 27). IAPD ↗
$458.19B RAUM · 536 reps · 609 282 2000
55
APERIO GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 2 (12 -> 14). IAPD ↗
$80.21B RAUM · 73 reps · 415-339-4300 · aperiogroup.com
55
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 2 (30 -> 32). IAPD ↗
$87.37B RAUM · 3274 reps · 641-472-5100
55
MORGAN STANLEY — 's Item 11 disclosure-reporting entries rose by 3 (215 -> 218). IAPD ↗
$1402.43B RAUM · 13000 reps · 914-225-5510 · morganstanley.com
55
SPIDERROCK ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (5 -> 7). IAPD ↗
$4.85B RAUM · 10 reps · (312) 847-0300 · spiderrockadvisors.com
55
VANGUARD PERSONALIZED INDEXING MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 1 (9 -> 10). IAPD ↗
$4.35B RAUM · 4 reps · 510-462-5230
55
KANE COMPANY WEALTH MANAGEMENT, INC. — KANE COMPANY WEALTH MANAGEMENT PC is now doing business as . IAPD ↗
$199.9M RAUM · 3 reps · 515-270-2727 · kanecompanypc.com
55
COPE CONNELLY — COPE CORRALES is now doing business as . IAPD ↗
$244.9M RAUM · 4 reps · (888) 336-8402 · govconwealth.com
55
SACHEM HILL, LLC — MARICOPA CAPITAL PARTNERS, LLC is now doing business as . IAPD ↗
$0 RAUM · 1 reps · 720-930-0416
55
WILMINGTON TRUST INVESTMENT ADVISORS, INC. — notice-filed in AZ, CA, MA, ME, OH, VT. IAPD ↗
$16.50B RAUM · 95 reps · (302) 651-8118
55
BRIGHTON JONES LLC — notice-filed in AL, AR, DE, HI, IA, IN, KS, KY, ME, MS, ND, NE, OK, SD, VT, WV, WY. IAPD ↗
$12.49B RAUM · 149 reps · 206-258-5000
55
WASHINGTON TRUST ADVISORS — notice-filed in CO, GA, MT, NJ, NM, SC, TX. IAPD ↗
$1.91B RAUM · 12 reps · 781-235-7055
55
TOWNSEND — notice-filed in AR, IL, IN, MI, NM, NY, OH, OR. IAPD ↗
$1.12B RAUM · 13 reps · 303-452-5986
55
NORTHEAST FINANCIAL GROUP, INC. — notice-filed in CA, FL, NC, NH, SC. IAPD ↗
$1.00B RAUM · 9 reps · 570-688-9898
55
PROVENANCE WEALTH ADVISORS — notice-filed in AR, DC, DE, IA, OR, PR. IAPD ↗
$2.62B RAUM · 23 reps · 954-712-8888
55
SRS CAPITAL ADVISORS, LLC — notice-filed in AL, ID, MI, MN, NJ. IAPD ↗
$1.44B RAUM · 15 reps · 303-633-5900 · simondavisinc.com
55
INTRUA FINANCIAL — notice-filed in AK, DC, DE, NY, OH, OR, SC. IAPD ↗
$1.66B RAUM · 42 reps · 713-355-9910
55
CALIBER WEALTH MANAGEMENT, LLC — notice-filed in AZ, MA, OH, OR, VA. IAPD ↗
$1.14B RAUM · 10 reps · 913-303-3920
55
MOMENT PARTNERS, LLC — notice-filed in AZ, FL, NV, NY, OR, TX, WA. IAPD ↗
$1.11B RAUM · 4 reps · 415-523-6868 · momentpartners.com
53
BARRETT & COMPANY — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
$370.1M RAUM · 5 reps · 401-351-1000
53
BOK FINANCIAL ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (21 -> 22). IAPD ↗
$737.6M RAUM · 151 reps · 877-781-6889
53
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC — 's Item 11 disclosure-reporting entries rose by 1 (6 -> 7). IAPD ↗
$456.4M RAUM · 30 reps · 763-923-2270 · oakridgefinancial.com
53
FIRST FINANCIAL COACHING, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$254.7M RAUM · 8 reps · 586-463-1880 · firstfinancialcoach.com
53
FORT WASHINGTON INVESTMENT ADVISORS INC — notice-filed in DE, HI, ID, WV. IAPD ↗
$79.46B RAUM · 94 reps · 513-361-7600 · ohiocapitalfund.com
53
ARGENT CAPITAL MANAGEMENT LLC — notice-filed in GA, MD, MI, OR. IAPD ↗
$3.43B RAUM · 21 reps · 314-725-6000
53
WAVERLY ADVISORS, LLC — notice-filed in ND, UT, VT, WY. IAPD ↗
$14.54B RAUM · 141 reps · 205-871-3334 · waverly-advisors.com
53
5TH STREET ADVISORS, LLC — notice-filed in CO, DC, MA, MD, VA. IAPD ↗
$462.6M RAUM · 5 reps · 203-327-1212 · 5thstreetadvisors.com
53
KRILOGY — notice-filed in AR, IN, ME, MT. IAPD ↗
$3.50B RAUM · 49 reps · 314-884-2800 · krilogy.com
53
APTUS CAPITAL ADVISORS, LLC — notice-filed in IA, NV, RI, WY. IAPD ↗
$5.29B RAUM · 16 reps · 251-517-7198 · aptuscapitaladvisors.com
53
BERKELEY CAPITAL PARTNERS, LLC — notice-filed in AL, AR, CO, NM, SC, VA. IAPD ↗
$914.8M RAUM · 9 reps · 678-690-8700 · berkeleycp.com
53
LAKERIDGE WEALTH MANAGEMENT LLC — notice-filed in IN, OR, PA, SC, WA. IAPD ↗
$605.8M RAUM · 11 reps · (440) 510-1901
53
CRUX WEALTH ADVISORS — notice-filed in FL, LA, NC, NH, OR, WA. IAPD ↗
$250.8M RAUM · 13 reps · 562.735.3875
53
MFP FINANCIAL SERVICES, LLC — notice-filed in IL, LA, MA, MN, PA. IAPD ↗
$314.1M RAUM · 3 reps · 727-443-3300
51
EMBREE FINANCIAL GROUP — notice-filed in IA, OR, SC. IAPD ↗
$2.04B RAUM · 15 reps · 312-527-5565
51
COLDSTREAM WEALTH MANAGEMENT — notice-filed in ME, MO, SC. IAPD ↗
$9.66B RAUM · 141 reps · 425-283-1600
51
NOVEM GROUP — notice-filed in IA, KS, VT. IAPD ↗
$1.17B RAUM · 50 reps · 585-348-9525 · novemgroup.com
51
SILVERLAKE WEALTH MANAGEMENT LLC — notice-filed in MD, ME, OR, SC. IAPD ↗
$485.7M RAUM · 7 reps · (802) 857-5083
51
CARRICK LANE LLC — notice-filed in IL, NE, NH. IAPD ↗
$1.44B RAUM · 5 reps · 212-433-8450 · carricklane.com
51
JOURNEY STRATEGIC WEALTH LLC — notice-filed in HI, OR, SC. IAPD ↗
$3.07B RAUM · 12 reps · (201) 905-0070 · journeysw.com
51
DSG CAPITAL ADVISORS, LLC — notice-filed in CA, CO, FL, WI. IAPD ↗
$655.1M RAUM · 7 reps · (612) 515-9900 · dsgcapitaladvisors.com
51
BURLING WEALTH PARTNERS — notice-filed in AZ, CO, FL, TX. IAPD ↗
$747.4M RAUM · 5 reps · 1-312-825-0262 · burlingwealthpartners.com
50
SMITH, BROWN & GROOVER INC. D/B/A SBG WEALTH MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$240.8M RAUM · 5 reps · 478-474-7004 · sbgwealth.com
50
UNION CAPITAL COMPANY — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
$180.0M RAUM · 14 reps · 520-664-2001 · unioncapital.com
50
DICK RIVERA & ASSOCIATES — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$144.2M RAUM · 2 reps · 972-380-9550
50
DESERT ROSE CAPITAL MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$79.6M RAUM · 8 reps · 208 297-2710
50
FSAM LLC — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗
$71.5M RAUM · 8 reps · 770-777-9373
50
EULAV ASSET MANAGEMENT — moved its main office from NEW YORK, NY to SARASOTA, FL. IAPD ↗
$4.79B RAUM · 5 reps · 212-907-1900 · eulavam.com
50
XYPN INVEST — notice-filed in CO, DC, GA, MD, NY, WA. IAPD ↗
$133.3M RAUM · 15 reps · (360) 301-7579 · hundredfp.com
50
ELEMENT SQUARED PRIVATE WEALTH — notice-filed in AZ, CT, IN, LA, NY, WA. IAPD ↗
$106.5M RAUM · 5 reps · 612-325-5920 · elementsquaredllc.com
50
DOMAIN MONEY ADVISORS, LLC — notice-filed in DC, IN, MN, NV, OR, VA. IAPD ↗
$0 RAUM · 5 reps · 760-378-5853
50
ALLIO ADVISORS — notice-filed in AK, DC, HI, IA, ID, ME, MT, ND, NM, RI, SD, VI, VT, WV, WY. IAPD ↗
$234,911 RAUM · 3 reps · (845) 475-7905 · alliocapital.com
50
ARTA FINANCE — notice-filed in AZ, CT, DC, GA, MD, MI, NC, NV, OH, PA, UT. IAPD ↗
$59.1M RAUM · 18 reps · 650-318-3898
50
CATALYST WEALTH MANAGEMENT LLC — notice-filed in CT, ID, MD, NC, SC, UT, VA. IAPD ↗
$20.6M RAUM · 18 reps · 832-657-7735 · catalystfg.com
50
SMITH WYND CAPITAL LLC — notice-filed in AL, CA, FL, KY, LA, TX. IAPD ↗
$0 RAUM · 3 reps · (615) 794-8881 · smithwynd.com
50
PIEDMONT WEALTH ADVISORY — notice-filed in CA, FL, MA, MD, NY, PA. IAPD ↗
$0 RAUM · 3 reps · (571) 313-5125 · piedmontwealthadvisory.com
49
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC. — notice-filed in MD, VA. IAPD ↗
$8.39B RAUM · 26 reps · 503-226-1444 · fergusonwellman.com
49
MOUNTAIN PACIFIC INVESTMENT ADVISERS, LLC — notice-filed in CO, NY. IAPD ↗
$1.93B RAUM · 6 reps · 208-336-1422 · mountain-pacific.com
49
GREENWOOD GEARHART INC. — notice-filed in AZ, WA. IAPD ↗
$1.11B RAUM · 8 reps · 479-521-5353 · greenwoodgearhart.com
49
GREENSPRING ADVISORS, LLC — notice-filed in LA, MA. IAPD ↗
$6.90B RAUM · 28 reps · 443-564-4600
49
AUXANO ADVISORS — notice-filed in ID, PA. IAPD ↗
$1.27B RAUM · 8 reps · (425) 889-1261 · auxanoadvisors.com
49
SFE INVESTMENT COUNSEL INC. — notice-filed in DC, NV, NY. IAPD ↗
$581.6M RAUM · 8 reps · 213-612-0220 · sfeic.com
49
ANDINA FAMILY OFFICES — notice-filed in FL, ID, NV. IAPD ↗
$808.5M RAUM · 11 reps · 801-653-0564 · andinafamilyoffices.com
49
CLEAR HARBOR ASSET MANAGEMENT, LLC — notice-filed in AZ, TN. IAPD ↗
$1.46B RAUM · 14 reps · 212-867-7310
49
DESTINY WEALTH PARTNERS, LLC — notice-filed in MD, PA, UT. IAPD ↗
$996.8M RAUM · 11 reps · 352.343.2700
49
PFG ADVISORS — notice-filed in AL, NJ. IAPD ↗
$2.33B RAUM · 99 reps · (800) 405-8850 · myoccu.org
49
LEADING EDGE FINANCIAL PLANNING LLC — notice-filed in NH, PA, WI. IAPD ↗
$273.7M RAUM · 8 reps · 865-240-2292
49
ALPHA CAPITAL MANAGEMENT GROUP LLC — notice-filed in IL, NH, OR. IAPD ↗
$421.9M RAUM · 4 reps · 303-900-1919 · alphacmg.com
49
KMG FIDUCIARY PARTNERS, LLC — notice-filed in CO, MA. IAPD ↗
$1.26B RAUM · 9 reps · (419) 517-8040
49
UPTICK PARTNERS, LLC — notice-filed in GA, LA, NH. IAPD ↗
$398.6M RAUM · 6 reps · (936) 800-0800 · holisticplanning.com
49
BARLOW WEALTH PARTNERS, LLC — notice-filed in NH, VA. IAPD ↗
$1.01B RAUM · 5 reps · (502) 308-4270 · barlowwealth.com
48
FINANCIAL CONNECTIONS GROUP, INC. — moved its main office from CORTE MADERA, CA to LARKSPUR, CA. IAPD ↗
$427.2M RAUM · 3 reps · 415-924-1091 · financialconnections.com
48
ASPEN INVESTMENT MANAGEMENT INC. — moved its main office from ADA, MI to GRAND RAPIDS, MI. IAPD ↗
$257.1M RAUM · 4 reps · 616-361-2500 · aspenim.com
48
PRAIRIE SKY FINANCIAL GROUP — moved its main office from WESTCHESTER, IL to LAKE BLUFF, IL. IAPD ↗
$275.6M RAUM · 2 reps · 847-512-8820
48
RIDGECREST WEALTH PARTNERS, LLC — moved its main office from MILL VALLEY, CA to SAN RAFAEL, CA. IAPD ↗
$542.8M RAUM · 2 reps · 415-260-2616 · ridgecrestwp.com
48
503 CAPITAL PARTNERS, LLC — moved its main office from OVERLAND PARK, KS to LEAWOOD, KS. IAPD ↗
$382.0M RAUM · 10 reps · 913-279-0177 · 503capitalpartners.com
48
PLANVEST FINANCIAL, INC. — notice-filed in DC, NC, NY, PA. IAPD ↗
$110.9M RAUM · 5 reps · (301) 977-7123
48
CARBON COLLECTIVE INVESTING, LLC — notice-filed in MT, NM, NV, VT. IAPD ↗
$122.9M RAUM · 3 reps · 925-268-8041 · carboncollectivefunds.com
48
TREASURY INTERACTIVE INVESTMENT ADVISERS LLC — notice-filed in DC, MS, ND, PR. IAPD ↗
$0 RAUM · 2 reps · 6466853046 · treasury.app
48
WHITWELL ADVISORS — notice-filed in HI, LA, MN, NV. IAPD ↗
$55.4M RAUM · 3 reps · 512-766-7775 · whitwelladvisors.com
48
INDIVISIBLE PARTNERS — notice-filed in IL, NH, NY, TX. IAPD ↗
$0 RAUM · 1 reps · 732-306-5490 · indivisible.com
48
ADVISIFI LLC — notice-filed in FL, GA, NC, OK. IAPD ↗
$0 RAUM · 1 reps · 888 983-2897 · advisifi.co
47
NORTHERN TRUST SECURITIES, INC — notice-filed in KY. IAPD ↗
$1.03B RAUM · 70 reps · 312-557-2000 · northerntrust.com
47
ANCORA RETIREMENT PLAN ADVISORS, LLC — notice-filed in IL. IAPD ↗
$1.06B RAUM · 23 reps · 216-593-5090
47
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC — notice-filed in AK, AR. IAPD ↗
$456.4M RAUM · 30 reps · 763-923-2270 · oakridgefinancial.com
47
FINANCIAL SYNERGIES — notice-filed in MO. IAPD ↗
$1.29B RAUM · 14 reps · 713-623-6600
47
EVERHART ADVISORS — notice-filed in AR. IAPD ↗
$1.45B RAUM · 22 reps · 614-717-9705
47
EAGLE GLOBAL ADVISORS LLC — notice-filed in NV. IAPD ↗
$1.94B RAUM · 10 reps · 713-952-3550 · eagleglobal.com
47
PEKIN HARDY STRAUSS, INC. — notice-filed in NM. IAPD ↗
$1.04B RAUM · 8 reps · 312-554-7525
47
THOMAS DOLL — notice-filed in CT. IAPD ↗
$1.42B RAUM · 11 reps · 925.939.2500 · thomasdoll.com
47
MCCARTER PRIVATE WEALTH SERVICES LLC — notice-filed in NH, TX. IAPD ↗
$381.4M RAUM · 2 reps · 617-449-6500 · mccarterpws.com
47
THOMAS J. HERZFELD ADVISORS, INC. — notice-filed in NH, TN. IAPD ↗
$726.9M RAUM · 4 reps · 305-777-1660
47
REDW WEALTH LLC — notice-filed in OK. IAPD ↗
$1.00B RAUM · 9 reps · 505-998-3200
47
FINANCIAL SENSE ADVISORS, INC. — notice-filed in AZ, SC. IAPD ↗
$568.4M RAUM · 8 reps · 858-487-3939 · financialsensewealth.com
47
STEIGERWALD, GORDON & KOCH - WEALTH ADVISORS — notice-filed in WI. IAPD ↗
$1.05B RAUM · 7 reps · 703-777-8826
47
STRATEGIC PLANNING GROUP — notice-filed in FL, MT. IAPD ↗
$513.8M RAUM · 5 reps · 801-627-2200 · spgutah.com
47
NOVARE CAPITAL MANAGEMENT — notice-filed in NJ. IAPD ↗
$1.51B RAUM · 17 reps · 704-334-3698
47
SAX WEALTH ADVISORS, LLC — notice-filed in NE. IAPD ↗
$1.74B RAUM · 15 reps · 973-859-2199
47
HEDEKER WEALTH LLC — notice-filed in CA, NH. IAPD ↗
$367.0M RAUM · 2 reps · 847-913-5594
47
JOHNSON FINANCIAL GROUP LLC — notice-filed in IL. IAPD ↗
$2.48B RAUM · 26 reps · 720-475-1195 · jfgllc.net
47
CSENGE ADVISORY GROUP, LLC — notice-filed in RI. IAPD ↗
$2.75B RAUM · 76 reps · 727-437-6000
47
BLUE CHIP PARTNERS, LLC — notice-filed in MA. IAPD ↗
$1.28B RAUM · 15 reps · 248-848-1111
47
WHARTON BUSINESS GROUP, LLC — notice-filed in NE. IAPD ↗
$3.65B RAUM · 3 reps · 484-328-3590 · whartonbusinessgroupllc.com
47
ARMOR INVESTMENT ADVISORS, LLC — notice-filed in SC, VA. IAPD ↗
$339.8M RAUM · 5 reps · 919-571-4382
47
WEST FINANCIAL SERVICES, INC. — notice-filed in CT. IAPD ↗
$2.16B RAUM · 22 reps · 703-847-2500 · westfinancial.com
47
PINNACLE INVESTMENTS, LLC — notice-filed in DC. IAPD ↗
$1.07B RAUM · 51 reps · 315-251-1101 · pinnacleinvestments.com
47
BENEFIT FINANCIAL SERVICES GROUP — notice-filed in NC. IAPD ↗
$1.15B RAUM · 26 reps · 949-955-2552 · bfsg-az.com
47
FORT POINT CAPITAL PARTNERS LLC — notice-filed in PR. IAPD ↗
$1.49B RAUM · 16 reps · (415) 449-0570 · fortpointcap.com
47
ROUNDVIEW CAPITAL, LLC — notice-filed in NH. IAPD ↗
$1.41B RAUM · 5 reps · 609-688-9500 · roundviewcapital.com
47
HOEY INVESTMENTS, INC. — notice-filed in SC, VA. IAPD ↗
$427.5M RAUM · 4 reps · 610-738-4280
47
JAG CAPITAL MANAGEMENT LLC — notice-filed in AK. IAPD ↗
$1.55B RAUM · 15 reps · 314-997-1277
47
THE PORTFOLIO STRATEGY GROUP, LLC — notice-filed in TX. IAPD ↗
$2.16B RAUM · 7 reps · 9142884900
47
BAKER TILLY WEALTH MANAGEMENT, LLC — notice-filed in MT. IAPD ↗
$4.41B RAUM · 16 reps · 833-761-0673 · bakertilly.com
47
FIRST LIGHT ASSET MANAGEMENT, LLC — notice-filed in PA. IAPD ↗
$1.39B RAUM · 8 reps · 952-831-6500
47
GOOD LIFE ADVISORS, LLC — notice-filed in NH. IAPD ↗
$2.90B RAUM · 100 reps · 610-898-6927 · chrisrondinelli.com
47
IFG ADVISORS, LLC — notice-filed in NC, OH. IAPD ↗
$554.0M RAUM · 2 reps · 314-569-0500
47
ALPHACORE CAPITAL LLC — notice-filed in DE. IAPD ↗
$2.44B RAUM · 23 reps · 858-875-4100
47
GIBBS WEALTH MANAGEMENT, LLC — notice-filed in MS, NY. IAPD ↗
$391.4M RAUM · 10 reps · 678-694-8770
47
SPINNAKER INVESTMENT GROUP, LLC — notice-filed in GA, OR. IAPD ↗
$676.8M RAUM · 8 reps · (949) 396-6700
47
EVERSOURCE WEALTH ADVISORS, LLC — notice-filed in OK. IAPD ↗
$2.69B RAUM · 40 reps · 205-982-5515 · clarionwealth.com
47
ASSET ADVISORS — notice-filed in TN. IAPD ↗
$1.15B RAUM · 6 reps · 706-650-9900 · focusfinancialpartners.com
47
AARON WEALTH ADVISORS — notice-filed in NY. IAPD ↗
$1.95B RAUM · 9 reps · 312-506-5780 · aaronwealth.com
47
ALETHEIAN WEALTH ADVISORS LLC — notice-filed in AZ, TN. IAPD ↗
$350.0M RAUM · 5 reps · 425-458-2840 · aletheianadvisors.com
47
GREYSTONE FINANCIAL GROUP, LLC — notice-filed in TN. IAPD ↗
$1.03B RAUM · 12 reps · 248-267-1270
47
MAIN STREET RETIREMENT PLANNING, LLC — notice-filed in AZ, MI. IAPD ↗
$613.0M RAUM · 3 reps · 972-393-0376
47
PARK EDGE ADVISORS, LLC — notice-filed in CA, NY. IAPD ↗
$460.2M RAUM · 5 reps · (216) 727-0144 · parkedgeadvisors.com
47
BALANCED WEALTH GROUP LLC — notice-filed in CA, TN. IAPD ↗
$341.5M RAUM · 7 reps · (440) 871-6501
46
SCHOLAR FINANCIAL ADVISING, LLC — notice-filed in MA, MI, NH. IAPD ↗
$0 RAUM · 6 reps · (336) 360-6833 · scholarfinancialadvising.com
46
THREE CORD TRUE WEALTH MANAGEMENT, LLC — notice-filed in NC, NY, VA. IAPD ↗
$191.2M RAUM · 8 reps · 724-683-3456
46
KIRK CAPITAL ADVISORS LLC — notice-filed in FL, SC, TX. IAPD ↗
$149.7M RAUM · 2 reps · 888.340.5475 · kirkcapitaladvisors.com
46
MOMENTUM WEALTH PLANNING — notice-filed in FL, NY, VA. IAPD ↗
$160.7M RAUM · 2 reps · 919-323-4219 · momentumwealthplanning.com
45
KENSINGTON FINANCIAL ADVISORS LLC — moved its main office from FLORHAM PARK, NJ to ROSELAND, NJ. IAPD ↗
$130.0M RAUM · 2 reps · 201-201-0439 · kfinadvisors.com
45
MARIACA WEALTH MANAGEMENT, LLC — moved its main office from LAKE WORTH, FL to WELLINGTON, FL. IAPD ↗
$212.1M RAUM · 2 reps · 561-650-8061 · fiduciaryessentials.com
45
NEWDAY — moved its main office from TIBURON, CA to SOUTHBURY, CT. IAPD ↗
$175.4M RAUM · 3 reps · 415-935-0550
45
KENNON-GREEN & CO. — moved its main office from NEWPORT BEACH, CA to NEW ALBANY, OH. IAPD ↗
$129.5M RAUM · 2 reps · (614) 656-3638 · kennongreen.com
45
ABLE WEALTH MANAGEMENT LLC — moved its main office from LAKEWOOD, NJ to TOMS RIVER, NJ. IAPD ↗
$244.4M RAUM · 6 reps · 212-634-7842
45
OAKMONT WEALTH ADVISORY, LLC — moved its main office from RESTON, VA to COLUMBIA, MD. IAPD ↗
$96.2M RAUM · 2 reps · 443-741-9101 · whiteoakwealthmanagement.com
45
PALADINO WEALTH — moved its main office from CONROE, TX to MONTGOMERY, TX. IAPD ↗
$129.1M RAUM · 2 reps · (936) 444-2583 · paladinowealth.com
45
AEM ASSET MANAGEMENT, LLC — moved its main office from SOMERSET, NY to SOMERSET, NJ. IAPD ↗
$127.9M RAUM · 2 reps · 973-714-6437 · aemadvisory.com
45
CALLAHAN FINANCIAL PLANNING — moved its main office from OMAHA, NE to COUNCIL BLUFFS, IA. IAPD ↗
$100.4M RAUM · 5 reps · (800) 991-5195 · callahanfp.com
45
QUANTBASE — moved its main office from NEW YORK CITY, NY to NEW YORK, NY. IAPD ↗
$20.0M RAUM · 1 reps · 9296821617 · getquantbase.com
45
ATHENA WEALTH MANAGEMENT, LLC — moved its main office from INCLINE VILLAGE, NV to RENO, NV. IAPD ↗
$107.7M RAUM · 1 reps · (408) 684-3705 · athenawm.com
45
FIRST KENTUCKY SECURITIES CORP — notice-filed in AZ. IAPD ↗
$678.6M RAUM · 17 reps · 502-893-7288 · firstky.com
45
DOVER PARTNERS INC — notice-filed in TX. IAPD ↗
$429.8M RAUM · 3 reps · 937-299-4105 · dover-consulting.com
45
ELDRIDGE INVESTMENT ADVISORS INC — notice-filed in VT. IAPD ↗
$735.3M RAUM · 8 reps · 603-625-8559 · eldridgeco.com
45
FRAZIER FINANCIAL ADVISORS, LLC — notice-filed in ME. IAPD ↗
$767.9M RAUM · 14 reps · 614-793-8297
45
TRUST ADVISORY GROUP LTD — notice-filed in AL. IAPD ↗
$560.4M RAUM · 41 reps · 800-292-2411 · orionwealthadvisors.com
45
SMH CAPITAL ADVISORS LLC — notice-filed in DE. IAPD ↗
$394.7M RAUM · 4 reps · 817-569-7000 · smhca.com
45
MARIETTA INVESTMENT PARTNERS, LLC — notice-filed in LA. IAPD ↗
$535.6M RAUM · 4 reps · 414-289-9080 · mariettallc.com
45
ALPHAMARK ADVISORS, LLC — notice-filed in CA. IAPD ↗
$399.4M RAUM · 4 reps · 859-957-1803 · alphamarkadvisors.com
45
NOESIS CAPITAL MANAGEMENT CORP — notice-filed in MN. IAPD ↗
$707.2M RAUM · 7 reps · 561-999-9888 · noesis-capital.com
45
PAUL MANNERS & ASSOCIATES, INC. — notice-filed in LA. IAPD ↗
$337.2M RAUM · 2 reps · 404-231-8611 · paulmanners.net
45
NORTH POINT PORTFOLIO MANAGERS CORPORATION — notice-filed in NC. IAPD ↗
$723.0M RAUM · 4 reps · 440-720-1100 · nppmcorp.com
45
TILLER PRIVATE WEALTH, INC. — notice-filed in SC. IAPD ↗
$590.7M RAUM · 6 reps · (610) 954-9940 · tillerpw.com
45
HUNTLEIGH ADVISORS, INC. — notice-filed in MS. IAPD ↗
$445.4M RAUM · 53 reps · 314-236-2400 · huntleighadvisors.com
45
WEALTH ADVISORS NETWORK, INC. — notice-filed in SC. IAPD ↗
$297.0M RAUM · 12 reps · 402-463-6769 · bspwm.com
45
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. — notice-filed in CO. IAPD ↗
$711.7M RAUM · 7 reps · 509-972-3686
45
AMERANT INVESTMENTS, INC. — notice-filed in IL. IAPD ↗
$632.8M RAUM · 14 reps · 305-460-8599 · amerantinvestments.com
45
COPPERLEAF CAPITAL, LLC — notice-filed in NH. IAPD ↗
$255.1M RAUM · 4 reps · 919-787-9725
45
ALPHA FINANCIAL ADVISORS, LLC — notice-filed in VA. IAPD ↗
$444.1M RAUM · 8 reps · 704-716-1100 · alphafa.com
45
COOPER/HAIMS ADVISORS, LLC — notice-filed in MD. IAPD ↗
$852.6M RAUM · 9 reps · 585-248-6400 · esl.org
45
WATTS GWILLIAM & COMPANY, LLC — notice-filed in MA. IAPD ↗
$604.6M RAUM · 7 reps · 480-889-8998 · wattsgwilliam.com
45
PAPAMARKOU WELLNER PERKIN ADVISORS — notice-filed in NV. IAPD ↗
$332.4M RAUM · 9 reps · 212-223-2020 · papamarkou.com
45
O'ROURKE & COMPANY, INCORPORATED — notice-filed in CA. IAPD ↗
$518.1M RAUM · 2 reps · 617-482-4200
45
CAPITAL MARKETS IQ, LLC — notice-filed in OR. IAPD ↗
$392.3M RAUM · 21 reps · 310.882.6380
45
PORTFOLIO MEDICS, LLC — notice-filed in DC. IAPD ↗
$499.6M RAUM · 75 reps · (239) 444-1766 · portfoliomedics.com
45
BISHOP & COMPANY INVESTMENT MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
$318.5M RAUM · 1 reps · 814-314-0344 · bishopinvestmentmanagement.com
45
PRINCETON GLOBAL ASSET MANAGEMENT LLC — notice-filed in MD. IAPD ↗
$605.8M RAUM · 13 reps · 609-945-1781 · princetonglobal.com
45
ARQ WEALTH ADVISORS, LLC — notice-filed in FL. IAPD ↗
$520.1M RAUM · 6 reps · 480-214-9572 · arqwealth.com
45
WESTHILL FINANCIAL ADVISORS, INC. — notice-filed in NH. IAPD ↗
$588.8M RAUM · 7 reps · 415-456-2292
45
MARKET STREET WEALTH MANAGEMENT — notice-filed in IN. IAPD ↗
$589.2M RAUM · 11 reps · (610) 692-3200 · marketstreetwealth.net
45
FIELDER CAPITAL GROUP LLC — notice-filed in MA. IAPD ↗
$834.6M RAUM · 3 reps · 212-918-4860
45
INVESTOR FAN — notice-filed in PA. IAPD ↗
$255.4M RAUM · 10 reps · 425-372-7517 · thewaytoinvest.com
45
COPPER HARBOR INVESTMENT ADVISORS, LLC — notice-filed in CO. IAPD ↗
$575.0M RAUM · 6 reps · (920)441-0267 · copperharbor.us
45
ADK WEALTH ADVISORY GROUP — notice-filed in VT. IAPD ↗
$598.9M RAUM · 6 reps · (314) 878-1489 · discoverindependence.com
45
ALTMAN ADVISORS — notice-filed in SC. IAPD ↗
$372.9M RAUM · 8 reps · (312) 759-7801 · altmanadvisors.com
45
LEGACY BRIDGE PRIVATE FAMILY OFFICES — notice-filed in CA. IAPD ↗
$286.5M RAUM · 3 reps · 515-421-4870
45
BOSTONPREMIER WEALTH — notice-filed in SC. IAPD ↗
$322.4M RAUM · 5 reps · (617) 934-1100
45
SUMMIT WEALTH PARTNERS, LLC — notice-filed in NY. IAPD ↗
$629.5M RAUM · 9 reps · 407-656-2252 · mysummitwealth.com
45
JFG WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
$901.0M RAUM · 26 reps · 720-778-4467 · jfgwealth.net
45
FINANCIAL SERVICES OF AMERICA ADVISORS — notice-filed in VA. IAPD ↗
$292.1M RAUM · 22 reps · (800) 977-9292 · fsa1.com
45
DYNAMIC FINANCIAL GROUP — notice-filed in NE. IAPD ↗
$415.7M RAUM · 4 reps · 319-277-2727 · dynamicfinancial.net
45
KPP ADVISORY SERVICES LLC — notice-filed in AR. IAPD ↗
$880.6M RAUM · 24 reps · 502-394-0400 · money411.info
45
STAGE HARBOR FINANCIAL — notice-filed in ME. IAPD ↗
$876.6M RAUM · 6 reps · (781) 934-3130
45
WPG FINANCIAL GROUP, LLC — notice-filed in TX. IAPD ↗
$301.2M RAUM · 6 reps · 410-522-2030
45
CARLSON FINANCIAL — notice-filed in AZ. IAPD ↗
$508.6M RAUM · 15 reps · (844) 227-5766
45
ORBA WEALTH ADVISORS, LLC — notice-filed in ID. IAPD ↗
$257.1M RAUM · 16 reps · (312) 670-6262
45
AVAII WEALTH MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
$409.6M RAUM · 7 reps · (920) 214-1212
45
CONVERGENCE FINANCIAL — notice-filed in OH. IAPD ↗
$422.4M RAUM · 13 reps · (573) 818-2264
45
PRESIDIO CAPITAL MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
$288.1M RAUM · 5 reps · 858-461-4959
45
FCG INVESTMENT COMPANY — notice-filed in CA. IAPD ↗
$419.3M RAUM · 9 reps · 901-309-2681 · fcgtn.com
45
TAYLOR HOFFMAN CAPITAL MANAGEMENT — notice-filed in CO. IAPD ↗
$388.7M RAUM · 4 reps · 804-964-2500 · taylorhoffman.com
45
INTEGRATED QUANTITATIVE INVESTMENTS LLC — notice-filed in IL. IAPD ↗
$389.0M RAUM · 5 reps · 12067175559 · integratedquant.com
45
PURE PORTFOLIOS — notice-filed in ID. IAPD ↗
$293.4M RAUM · 4 reps · 877-261-0015 · pureportfolios.com
45
WEALTHPLAN INVESTMENT MANAGEMENT LLC — notice-filed in NC. IAPD ↗
$988.9M RAUM · 8 reps · 402-691-0200
45
BROOKWOOD INVESTMENT GROUP — notice-filed in NV. IAPD ↗
$689.1M RAUM · 17 reps · 480-744-9628 · ckwmg.com
45
MAXWELL WEALTH — notice-filed in NY. IAPD ↗
$290.4M RAUM · 3 reps · 925-523-3288
45
BREAKWATER CAPITAL GROUP — notice-filed in NC. IAPD ↗
$579.7M RAUM · 3 reps · (551) 342-3733 · breakwatercapitalgroup.com
45
LRI INVESTMENTS — notice-filed in MD. IAPD ↗
$932.9M RAUM · 12 reps · 561-323-2265
45
GRATUS WEALTH ADVISORS LLC — notice-filed in NY. IAPD ↗
$590.6M RAUM · 7 reps · 757-909-5505 · gratuswealthadvisors.com
45
PLATFORM WEALTH ADVISORS — notice-filed in NJ. IAPD ↗
$295.1M RAUM · 6 reps · (385) 243-0553 · platformadvise.com
45
BRISTOL WEALTH GROUP — notice-filed in GA. IAPD ↗
$754.4M RAUM · 5 reps · (508) 738-6248 · bristolcountysavings.com
45
PARKWOODS WEALTH PARTNERS, LLC — notice-filed in MO. IAPD ↗
$403.5M RAUM · 3 reps · 315-757-1100 · parkwoodswealth.com
44
CALVERT WEALTH MANAGEMENT, INC. — notice-filed in GA, TX. IAPD ↗
$138.2M RAUM · 3 reps · 301-812-1550 · calvertwealth.com
44
PROVIDER FINANCIAL, INC. — notice-filed in IL, OH. IAPD ↗
$240.0M RAUM · 1 reps · (317)706-0890 · provider-financial.com
44
WINDLE WEALTH — notice-filed in AL, FL. IAPD ↗
$159.3M RAUM · 1 reps · 405-261-5202
44
STRONGTOWER WEALTH MANAGEMENT, PLC — notice-filed in FL, MI. IAPD ↗
$129.0M RAUM · 4 reps · 501-623-1141
44
CONSTITUTION WEALTH LLC — notice-filed in GA, OH. IAPD ↗
$22.9M RAUM · 5 reps · 866-463-1776 · constitutionwealth.com
44
IPSEN ADVISOR GROUP — notice-filed in LA, TN. IAPD ↗
$192.0M RAUM · 2 reps · (501) 614-4700 · ipsenadvisorgroup.com
44
FOGUTH WEALTH MANAGEMENT, LLC. — notice-filed in CA, LA. IAPD ↗
$237.0M RAUM · 10 reps · (810) 522-5650
44
WHALE — notice-filed in NJ, PA. IAPD ↗
$229,407 RAUM · 1 reps · 8884887104 · getwhale.co
44
ARCHLIGHT WEALTH MANAGEMENT LLC — notice-filed in CA, NY. IAPD ↗
$0 RAUM · 0 reps · 2016613416
44
MARTINSEN WEALTH MANAGEMENT — notice-filed in NC, NM. IAPD ↗
$100.3M RAUM · 5 reps · 480-550-6556 · martinsenwealth.com
44
HOLISTIC WEALTH ADVISORS — notice-filed in CT, TX. IAPD ↗
$0 RAUM · 5 reps · 518.357.3858 · holisticwealthadvisors.com
42
AMERICAN WEALTH MANAGEMENT, INC. — notice-filed in WV. IAPD ↗
$217.5M RAUM · 10 reps · 770-392-8740 · awminc.biz
42
NED DAVIS RESEARCH, INC. — notice-filed in PA. IAPD ↗
$248,514 RAUM · 59 reps · 941-412-2300
42
STEWARDSHIP PARTNERS INVESTMENT COUNSEL, INC. — notice-filed in NV. IAPD ↗
$62.0M RAUM · 3 reps · 1-800-930-6949 · stewardshippartners.com
42
VIA IV INVESTMENTS, LLC — notice-filed in NH. IAPD ↗
$190.6M RAUM · 4 reps · 630-674-7226 · viaiv.com
42
ALJEN ASSET MANAGEMENT LLC — notice-filed in TX. IAPD ↗
$126.5M RAUM · 1 reps · 973-316-1212 · aljenam.com
42
PRINCE FINANCIAL ADVISORY LLC — notice-filed in FL. IAPD ↗
$50.6M RAUM · 1 reps · 212-286-1372
42
WEALTH ANALYTICS PARTNERS, LLC — notice-filed in HI. IAPD ↗
$237.7M RAUM · 5 reps · 858-794-2100
42
AMERICAN CAPITAL ADVISORY, LLC — notice-filed in OR. IAPD ↗
$234.0M RAUM · 6 reps · 208-710-8669
42
DES MOINES INVESTMENTS, LLC — notice-filed in MN. IAPD ↗
$170.0M RAUM · 2 reps · 515-777-1149 · investdsmi.com
42
WELLS GLOBAL INVESTMENT ADVISERS LLC — notice-filed in NH. IAPD ↗
$91.5M RAUM · 2 reps · 863-294-3361
42
CLS FINANCIAL ADVISORS, INC. — notice-filed in CA. IAPD ↗
$138.9M RAUM · 3 reps · (503) 244-8879 · clsadvisors.com
42
WEALTH TEAMS ALLIANCE — notice-filed in SC. IAPD ↗
$199.3M RAUM · 10 reps · 877-282-4768 · wealth-teams.com
42
REFINED WEALTH MANAGEMENT — notice-filed in CO. IAPD ↗
$163.4M RAUM · 3 reps · 385-351-0200 · refinedwm.com
42
F5 FINANCIAL PLANNING, L.L.C. — notice-filed in NH. IAPD ↗
$127.6M RAUM · 3 reps · 309-370-5577
42
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT — notice-filed in VA. IAPD ↗
$190.5M RAUM · 1 reps · 973-599-0400
42
PERISSOS PRIVATE WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗
$141.7M RAUM · 3 reps · 405-212-9690
42
LAKE ROAD ADVISORS, LLC — notice-filed in NE. IAPD ↗
$67.9M RAUM · 2 reps · (607) 438-2914
42
401K INVESTMENT PROFESSIONALS — notice-filed in WA. IAPD ↗
$215.0M RAUM · 4 reps · (608) 334-9367
42
ATLATL ADVISERS — notice-filed in IL. IAPD ↗
$123.1M RAUM · 6 reps · (608) 351-4500
42
BANNERMAN WEALTH — notice-filed in VA. IAPD ↗
$110.8M RAUM · 3 reps · (214) 919-4448
42
VANGUARD CAPITAL — notice-filed in TN. IAPD ↗
$194.6M RAUM · 0 reps · 844-861-7504 · vcapwa.com
42
LEVATUS LLC — notice-filed in NH. IAPD ↗
$137.5M RAUM · 3 reps · (617) 505-4710
42
PROXY WEALTH ADVISORS LLC — notice-filed in TX. IAPD ↗
$132.8M RAUM · 12 reps · 646-289-5075 · proxywealth.com
42
BUSH WEALTH MANAGEMENT — notice-filed in TN. IAPD ↗
$180.3M RAUM · 4 reps · 229-247-1474 · bushwealthmanagement.com
42
GREENBRIDGE PARTNERS LLC — notice-filed in AL. IAPD ↗
$178.7M RAUM · 1 reps · 863-688-5938
42
QUILITY FINANCIAL ADVISORS — notice-filed in AZ. IAPD ↗
$44.5M RAUM · 6 reps · 321-888-2599
42
FUTURE YOU WEALTH — notice-filed in NC. IAPD ↗
$101.0M RAUM · 4 reps · (917) 397-6531 · futureyouwealth.com
42
BURKHOLDER WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗
$144.0M RAUM · 4 reps · 918-727-7100
42
GREAT POINT ADVISORS, LLC — notice-filed in KY. IAPD ↗
$14.6M RAUM · 20 reps · 312-356-4475
42
ADVISOR SHARE WEALTH MANAGEMENT, LLC — notice-filed in AR. IAPD ↗
$48.0M RAUM · 22 reps · 866-232-3251 · aswealthmanagement.com
42
CASSADY WEALTH & RETIREMENT PLANNING L.L.C. — notice-filed in CA. IAPD ↗
$140.5M RAUM · 6 reps · 702-650-4480 · cassadywealth.com
42
TRUMIX ADVISORS — notice-filed in WI. IAPD ↗
$112.3M RAUM · 3 reps · 952-222-8286
42
TRANSITUS WEALTH PARTNERS LLC — notice-filed in VA. IAPD ↗
$227.9M RAUM · 2 reps · 910-395-1991 · transituswealth.com
42
WILON WEALTH MANAGEMENT — notice-filed in MN. IAPD ↗
$183.6M RAUM · 5 reps · 515-225-9500
42
EARNED WEALTH — notice-filed in CT. IAPD ↗
$106.6M RAUM · 7 reps · (914) 417-4556 · earnedwealth.com
42
WINNOW WEALTH, LLC — notice-filed in NY. IAPD ↗
$101.0M RAUM · 3 reps · 254-776-8400 · winnowwealth.com
42
ALPHA ZERO LLC — notice-filed in CO. IAPD ↗
$172.0M RAUM · 6 reps · (561) 576-2599 · alphazerowealth.com
42
HERBEIN FINANCIAL GROUP, LLC — notice-filed in NJ. IAPD ↗
$0 RAUM · 2 reps · 484-509-1136 · herbein.com
42
CYPRESS WEALTH MANAGEMENT — notice-filed in MN. IAPD ↗
$226.2M RAUM · 3 reps · (224) 330-9662 · cypresshldings.com
42
LUMINVEST WEALTH MANAGEMENT LLC — notice-filed in CA. IAPD ↗
$202.5M RAUM · 2 reps · 480-701-6620
42
NEW DAY WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
$0 RAUM · 1 reps · 479-967-1200
42
DECISIONMAP WEALTH MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
$177.4M RAUM · 4 reps · (703) 520-1160 · decisionmap.com
42
MÉTIER CAPITAL, LLC — notice-filed in LA. IAPD ↗
$53.0M RAUM · 2 reps · (585) 636-2232 · metier-capital.com
42
EXPRESSIVE WEALTH LLC — notice-filed in MI. IAPD ↗
$124.8M RAUM · 7 reps · 847-595-8812 · expressivewealth.com
42
CORNERSTONE ALTERNATIVES — notice-filed in MI. IAPD ↗
$103.3M RAUM · 2 reps · 315-416-3384 · cornerstonealternatives.com
42
CANTATA WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
$32.3M RAUM · 3 reps · 844-226-8282 · cantatawealth.com
42
BASTION FIDUCIARY — notice-filed in LA. IAPD ↗
$0 RAUM · 6 reps · (305) 522-1333 · lastbastion.com
42
AERIE ADVISORY GROUP LLC — notice-filed in MD. IAPD ↗
$0 RAUM · 2 reps · (253) 209-7425
30
SLAVIC MUTUAL FUNDS MANAGEMENT CORP. — changed its website from alcott401kportal.com to ebenefitspep.401ksite.com. IAPD ↗
$5.59B RAUM · 4 reps · 561-241-9244 · ebenefitspep.401ksite.com
30
ROCKY MOUNTAIN ADVISERS, LLC — changed its website from investrma.com to srhadvisorsllc.com. IAPD ↗
$2.57B RAUM · 4 reps · 785-823-3097 · srhadvisorsllc.com
30
CGN ADVISORS, LLC — changed its website from petersonfinancialplanning.com to stowersfinancialplanning.com. IAPD ↗
$1.14B RAUM · 42 reps · 910-333-6659 · stowersfinancialplanning.com
30
APTUS CAPITAL ADVISORS, LLC — changed its website from aptusetfs.com to aptuscapitaladvisors.com. IAPD ↗
$5.29B RAUM · 16 reps · 251-517-7198 · aptuscapitaladvisors.com
30
ALLY INVEST ADVISORS — changed its website from ally.com to secure.ally.com. IAPD ↗
$1.13B RAUM · 12 reps · 855-880-2559 · secure.ally.com
30
ONEASCENT FINANCIAL SERVICES LLC — changed its website from navigator-financial.com to adventurefinancial.net. IAPD ↗
$1.79B RAUM · 39 reps · 205-313-9142 · adventurefinancial.net
30
EVERSOURCE WEALTH ADVISORS, LLC — changed its website from generouswealthaz.com to clarionwealth.com. IAPD ↗
$2.69B RAUM · 40 reps · 205-982-5515 · clarionwealth.com
30
MODERN WEALTH MANAGEMENT, LLC — changed its website from studyretirement.com to mjamescpa.com. IAPD ↗
$2.07B RAUM · 36 reps · 913-393-1000 · mjamescpa.com
28
TRUST ADVISORY GROUP LTD — changed its website from coromandelwm.com to orionwealthadvisors.com. IAPD ↗
$560.4M RAUM · 41 reps · 800-292-2411 · orionwealthadvisors.com
28
INVESTMENT MANAGEMENT ASSOCIATES — changed its website from investor.fm to valuexvail.com. IAPD ↗
$515.4M RAUM · 2 reps · 303-796-8333 · valuexvail.com
28
VANTAGE WEALTH — changed its website from oshervandevoorde.com to vantagewealth.com. IAPD ↗
$557.2M RAUM · 4 reps · 626-844-7184 · vantagewealth.com
28
LEGACY FINANCIAL GROUP — changed its website from billelson.com to legendsatlegacycarshow.com. IAPD ↗
$726.3M RAUM · 13 reps · 515-255-3306 · legendsatlegacycarshow.com
28
NAPLES WEALTH PLANNING — changed its website from napleswealthplanning.com to pricewm.com. IAPD ↗
$466.7M RAUM · 12 reps · 239-330-4183 · pricewm.com
25
VIA IV INVESTMENTS, LLC — changed its website from thehollandportfolios.com to viaiv.com. IAPD ↗
$190.6M RAUM · 4 reps · 630-674-7226 · viaiv.com
25
CAMPBELL FINANCIAL PARTNERS, LLC — changed its website from cambellfinancialplanning.com to campbellfinancialpartners.com. IAPD ↗
$166.1M RAUM · 2 reps · 239-454-5333 · campbellfinancialpartners.com
25
LUKEN INVESTMENT ANALYTICS, LLC — changed its website from lukeninvestmentanalytics.com to smartdiversification.com. IAPD ↗
$200.9M RAUM · 5 reps · (615) 550-5570 · smartdiversification.com
25
OCEANSIDE ADVISORS LLC — changed its website from podcasts.google.com to castbox.fm. IAPD ↗
$136.4M RAUM · 4 reps · 843-830-6568 · castbox.fm
25
XYPN INVEST — changed its website from newleaffinancialguidance.com to hundredfp.com. IAPD ↗
$133.3M RAUM · 15 reps · (360) 301-7579 · hundredfp.com
25
COPPER BEECH FINANCIAL GROUP, LLC — changed its website from copperbeechfg.com to variumip.com. IAPD ↗
$112.6M RAUM · 5 reps · 856-988-8300 · variumip.com
25
THEPARTNERS WEALTH MANAGEMENT — changed its website from worthfinancialsolutions.com to wilkinswealthmanagement.com. IAPD ↗
$172.5M RAUM · 7 reps · 800-324-3010 · wilkinswealthmanagement.com
25
ALLIO ADVISORS — changed its website from alliofinance.com to alliocapital.com. IAPD ↗
$234,911 RAUM · 3 reps · (845) 475-7905 · alliocapital.com
25
MARTINSEN WEALTH MANAGEMENT — changed its website from universityofretirementplanning.com to martinsenwealth.com. IAPD ↗
$100.3M RAUM · 5 reps · 480-550-6556 · martinsenwealth.com
85
BRIGHT PORTFOLIOS, LLC — (LEE'S SUMMIT, MO) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 877-274-7678 · brightportfolios.com
85
HARMONT FIXED INCOME, LLC — (location n/a) is newly SEC-registered with $125.1M RAUM and 1 advisory reps. IAPD ↗institutional
$125.1M RAUM · 1 reps · 602-791-1800 · harmontfixedincome.com
85
POP VENTURE ADVISERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-693-2798
85
NEW CATALYST — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 202-240-8775 · newcatalystsp.com
85
ZACKS INTELLIGENCE LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗institutional
$0 RAUM · 0 reps · (312)-265-9500 · zacksintelligence.com
85
IDIRECT PRIVATE CREDIT ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗institutional
$0 RAUM · 10 reps · 212-994-7400 · icapitalnetwork.com
85
SARDIS GROUP, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · (404) 282-5552 · sardisgroup.com
85
RECKONER CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 917 573 9058
85
ELMIND CAPITAL LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 650-796-6466
85
1823 PARTNERS (US) LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 202-431-7882
85
TACTICAL ROTATION MANAGEMENT, LLC — (FOREST HILLS, NY) is newly SEC-registered with $65.5M RAUM and 1 advisory reps. IAPD ↗institutional
$65.5M RAUM · 1 reps · 646-755-9843 · tacticalrotation.com
85
CIFC PRIVATE CREDIT MANAGEMENT LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 100 advisory reps. IAPD ↗institutional
$0 RAUM · 100 reps · 786-652-3250 · cifc.com
85
LORD ABBETT CLO MANAGEMENT LP — (JERSEY CITY, NJ) is newly SEC-registered with $0 RAUM and 264 advisory reps. IAPD ↗institutional
$0 RAUM · 264 reps · 201-827-2000
83
SOCOTRA MANAGEMENT, INC. — (SACRAMENTO, CA) is newly SEC-registered with $408.2M RAUM and 3 advisory reps. IAPD ↗fund
$408.2M RAUM · 3 reps · 916-617-2221 · socotracapital.com
83
MIZZEN MANAGEMENT LLC — (STAMFORD, CT) is newly SEC-registered with $354.3M RAUM and 10 advisory reps. IAPD ↗fund
$354.3M RAUM · 10 reps · 203-293-7820 · mizzencapital.com
80
CYPRESS POINT INVESTMENT MANAGEMENT LP — (MILL VALLEY, CA) is newly SEC-registered (provisional 120-day approval) with $77.4M RAUM and 4 advisory reps. IAPD ↗fund
$77.4M RAUM · 4 reps · 415-598-1040 · cypresspointlp.com
80
PROSSER CREEK ASSET MANAGEMENT LLC — (CORTE MADERA, CA) is newly SEC-registered (provisional 120-day approval) with $41.1M RAUM and 1 advisory reps. IAPD ↗fund
$41.1M RAUM · 1 reps · 415-294-3507
80
RAVENSWOOD PARTNERS LP — (MCLEAN, VA) is newly SEC-registered with $162.6M RAUM and 3 advisory reps. IAPD ↗fund
$162.6M RAUM · 3 reps · 703-382-8689
80
LONG ANGLE MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $234.9M RAUM and 2 advisory reps. IAPD ↗fund
$234.9M RAUM · 2 reps · 808-651-4737
70
GFI INVESTMENT COUNSEL — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $1.65B RAUM and 7 advisory reps. IAPD ↗foreign
$1.65B RAUM · 7 reps · 416-488-8825 · gfiic.com
68
BAYFOREST — (LONDON, United Kingdom) is newly SEC-registered with $290.5M RAUM and 8 advisory reps. IAPD ↗foreign
$290.5M RAUM · 8 reps · 442039685227 · bayforest.ai
68
ARROW CAPITAL PTY LTD — (SYDNEY NSW, Australia) is newly SEC-registered with $749.5M RAUM and 2 advisory reps. IAPD ↗foreign
$749.5M RAUM · 2 reps · +61 2 9169 7770 · arrow-cap.com
65
TOTUS ALPHA MANAGEMENT PTY LTD — (SYDNEY, NSW, Australia) is newly SEC-registered with $189.4M RAUM and 3 advisory reps. IAPD ↗foreign
$189.4M RAUM · 3 reps · 61-2-80729945 · totuscapital.com.au
65
SENGU CAPITAL LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered with $135.0M RAUM and 2 advisory reps. IAPD ↗foreign
$135.0M RAUM · 2 reps · 852 3428 2949 · sengu-capital.com
65
TH GARP — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 447778863790
65
OPTIMIZE WEALTH MANAGEMENT — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · 866-209-6862
45
BLACKROCK FUND ADVISORS — 's Item 11 disclosure-reporting entries rose by 2 (25 -> 27). IAPD ↗institutional
$3047.29B RAUM · 283 reps · 415 670 2000
45
FRANKLIN ADVISORY SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗institutional
$9.18B RAUM · 2 reps · (650) 312-3000
45
VEST FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗institutional
$24.38B RAUM · 10 reps · 855-979-6060
45
PRUCO SECURITIES, LLC — PRUDENTIAL FINANCIAL PLANNING SERVICES is now doing business as . IAPD ↗institutional
$0 RAUM · 116 reps · 973-802-6000 · prudential.com
45
NAPIER PARK GLOBAL CAPITAL (US) LP — NAPIER PARK GLOBAL CAPITAL LLC is now doing business as . IAPD ↗fund
$11.74B RAUM · 36 reps · 212-235-0717 · napierparkglobal.com
45
OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLC — GOPHER US MANAGEMENT COMPANY LLC is now doing business as . IAPD ↗fund
$1.03B RAUM · 7 reps · 650-656-9673 · gopherasset.com
43
PINEGROVE OPPORTUNITY PARTNERS LLC — PINEGROVE CAPITAL PARTNERS LLC is now doing business as . IAPD ↗fund
$804.1M RAUM · 7 reps · 626-676-0710 · pinegrovecp.com
40
DEUTSCHE BANK SECURITIES INC. — 's Item 11 disclosure-reporting entries rose by 3 (682 -> 685). IAPD ↗institutional
$0 RAUM · 149 reps · 212-250-2500 · dbresearch.com
40
VANGUARD GROUP INC — 's Item 11 disclosure-reporting entries rose by 1 (20 -> 21). IAPD ↗fund
$7909.76B RAUM · 445 reps · 610-669-1000
40
BLACKROCK REALTY ADVISORS INC — 's Item 11 disclosure-reporting entries rose by 2 (23 -> 25). IAPD ↗fund
$2.14B RAUM · 61 reps · 212 810 5300
40
TENNENBAUM CAPITAL PARTNERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (29 -> 31). IAPD ↗fund
$6.09B RAUM · 19 reps · 310 566 1000
40
APOLLO CAPITAL MANAGEMENT, L.P. — 's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗fund
$504.07B RAUM · 774 reps · 212-515-3200
40
VERITION FUND MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$107.25B RAUM · 293 reps · 203-742-7700
40
VANGUARD GLOBAL ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (19 -> 20). IAPD ↗fund
$432.75B RAUM · 105 reps · 610-669-1000
40
BLACKROCK ALTERNATIVES MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (25 -> 27). IAPD ↗fund
$14.60B RAUM · 16 reps · 212 810 5300
40
BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (28 -> 30). IAPD ↗fund
$50.71B RAUM · 26 reps · 302 797 2000 · douyin.com
40
ELMWOOD ASSET MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (5 -> 6). IAPD ↗fund
$14.94B RAUM · 19 reps · 646-876-2350 · elmwoodasset.com
37
MEEDER PUBLIC FUNDS, INC. — notice-filed in AK. IAPD ↗institutional
$54.57B RAUM · 32 reps · 800-325-3539 · meederinvestment.com
35
SVOF/MM, LLC — 's Item 11 disclosure-reporting entries rose by 2 (28 -> 30). IAPD ↗fund
$203.5M RAUM · 19 reps · 310 566 1000
35
ALAMOS CAPITAL, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗fund
$0 RAUM · 1 reps · 520-664-2001
35
OBRA CAPITAL MANAGEMENT, LLC. — moved its main office from AUSTIN, TX to NEW YORK, NY. IAPD ↗fund
$2.68B RAUM · 54 reps · 8773150520 · obra.com
35
HUDSON BAY CAPITAL MANAGEMENT LP — moved its main office from GREENWICH, CT to STAMFORD, CT. IAPD ↗fund
$31.12B RAUM · 100 reps · (475) 900-9550 · hudsonbaycapital.com
35
NEWFOUND RESEARCH LLC — moved its main office from WELLESLEY HILLS, MA to ST. PETERSBURG, FL. IAPD ↗institutional
$122.1M RAUM · 2 reps · (617) 531-9773 · blog.thinknewfound.com
35
OBRA FUND MANAGEMENT, LLC — moved its main office from AUSTIN, TX to NEW YORK, NY. IAPD ↗institutional
$0 RAUM · 18 reps · 8773150520
33
PARALLAXES CAPITAL — moved its main office from NEW YORK, NY to LOS ANGELES, CA. IAPD ↗fund
$389.1M RAUM · 3 reps · 217-255-3906
33
PINEGROVE OPPORTUNITY PARTNERS LLC — moved its main office from MENLO PARK, CA to SAN FRANCISCO, CA. IAPD ↗fund
$804.1M RAUM · 7 reps · 626-676-0710 · pinegrovecp.com
32
CAPITAL CLIENT GROUP, INC. — notice-filed in GA. IAPD ↗institutional
$0 RAUM · 655 reps · 213-486-9200
32
FS GLOBAL ADVISOR, LLC — notice-filed in CT. IAPD ↗fund
$2.65B RAUM · 15 reps · 215-220-6651
32
EKON ADVISORS, LLC — notice-filed in OR. IAPD ↗institutional
$203.6M RAUM · 3 reps · 314-367-6327 · ekonadvisors.com
30
RAVEN MUSIC PARTNERS LLC — moved its main office from NEW YORK, NY to PALM BEACH GARDENS, FL. IAPD ↗fund
$248.5M RAUM · 13 reps · 212-966-7926
27
OZE CAPITAL LLC — notice-filed in DE. IAPD ↗fund
$170.8M RAUM · 3 reps · 973-446-6876 · ozecapital.com
25
BLACKROCK INTERNATIONAL LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (25 -> 27). IAPD ↗foreign
$48.14B RAUM · 27 reps · 44 131 4727200 · mp.weixin.qq.com
25
CUMBERLAND INVESTMENT COUNSEL INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign
$1.27B RAUM · 17 reps · 416-482-5337 · cumberlandcounsel.com
25
BLACKROCK ASSET MANAGEMENT SCHWEIZ AG — 's Item 11 disclosure-reporting entries rose by 2 (25 -> 27). IAPD ↗foreign
$1.27B RAUM · 19 reps · 41 44 297 7373
25
BLACKROCK (SINGAPORE) LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (25 -> 27). IAPD ↗foreign
$50.66B RAUM · 99 reps · 65 6411 3000 · mp.weixin.qq.com
25
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (25 -> 27). IAPD ↗foreign
$96.93B RAUM · 102 reps · 852 3903 2800 · douyin.com
25
VANGUARD ASSET MANAGEMENT, LIMITED — 's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗foreign
$403.34B RAUM · 68 reps · 44 203 7535600
25
VANGUARD INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗foreign
$83.78B RAUM · 56 reps · 61 3 8888 3888
21
RAYMOND JAMES (USA) LTD — notice-filed in IN, ME, RI. IAPD ↗foreign
$1.54B RAUM · 125 reps · 877-570-7558 · rjlu.com
20
MOTLEY FOOL ASSET MANAGEMENT — changed its website from fool100etf.com to foolfunds.com. IAPD ↗institutional
$1.84B RAUM · 10 reps · 703-302-1100 · foolfunds.com
18
INDIA CAPITAL MANAGEMENT LIMITED — moved its main office from EBENE, to TRIANON, . IAPD ↗foreign
$398.9M RAUM · 5 reps · 230.404.8800 · indiacapital.com
17
CARDINAL CAPITAL MANAGEMENT, INC. — notice-filed in FL. IAPD ↗foreign
$3.59B RAUM · 13 reps · 1-800-310-4664
17
KAISER PARTNER FINANCIAL ADVISORS LTD. — notice-filed in DE, NH. IAPD ↗foreign
$563.9M RAUM · 5 reps · +41 44 752 51 52
15
AUGUST GROUP — notice-filed in TX. IAPD ↗foreign
$515.9M RAUM · 3 reps · 438-792-5161
14
NATWEALTH MANAGEMENT — notice-filed in IL, WA. IAPD ↗foreign
$93.8M RAUM · 121 reps · 833-946-1589 · nbfwm.ca
1
MACQUARIE INVESTMENT MANAGEMENT AUSTRIA KAPITALANLAGE AG — changed its website from macquarieinvestmentmanagement.at to macquarie.at. IAPD ↗foreign
$12.04B RAUM · 12 reps · 43 190400 0 · macquarie.at
1
SKERRYVORE ASSET MANAGEMENT — changed its website from bennbridge.com to skerryvoream.com. IAPD ↗foreign
$1.32B RAUM · 8 reps · +44 131 202 3070 · skerryvoream.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.