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THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

GOLDEN VALLEY, MN · CRD 42941 · IAPD ↗ · oakridgefinancial.com · 763-923-2270

$668.6MRegulatory AUM
32Advisory reps
57Employees
0Clients
1-10Planning clients
0Private funds
38States
7Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
January 2026 — THE OAK RIDGE FINANCIAL SERVICES GROUP, INC notice-filed in DC, PA, UT, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
January 2026 — THE OAK RIDGE FINANCIAL SERVICES GROUP, INC crossed $500M in regulatory AUM ($456.4M -> $668.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
January 2025 — THE OAK RIDGE FINANCIAL SERVICES GROUP, INC notice-filed in AK, AR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
January 2025 — THE OAK RIDGE FINANCIAL SERVICES GROUP, INC's Item 11 disclosure-reporting entries rose by 1 (6 -> 7).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
47
May 2024 — THE OAK RIDGE FINANCIAL SERVICES GROUP, INC notice-filed in ND, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.