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CARLSON FINANCIAL

TOPEKA, KS · CRD 295907 · IAPD ↗ · (844) 227-5766

$632.2MRegulatory AUM
10Advisory reps
29Employees
0Clients
More than 500Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — CARLSON FINANCIAL shrank from 14 to 10 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
January 2025 — CARLSON FINANCIAL notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — CARLSON FINANCIAL crossed $500M in regulatory AUM ($342.4M -> $508.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.