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ROUNDVIEW CAPITAL, LLC

PRINCETON, NJ · CRD 148083 · IAPD ↗ · roundviewcapital.com · 609-688-9500

$2.13BRegulatory AUM
5Advisory reps
13Employees
0Clients
51-100Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
May 2025 — ROUNDVIEW CAPITAL, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2025 — ROUNDVIEW CAPITAL, LLC reported RAUM up 33% ($1.41B -> $1.88B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
January 2025 — ROUNDVIEW CAPITAL, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.