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GARNETT INVESTMENT STRATEGIES

BEATRICE, NE · CRD 282370 · IAPD ↗ · garnettinvestments.com · 402-223-3433

$158.0MRegulatory AUM
2Advisory reps
5Employees
5Clients
n/aPlanning clients
0Private funds
6States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
February 2025 — GARNETT INVESTMENT STRATEGIES notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
February 2025 — GARNETT INVESTMENT STRATEGIES now reports custody of client assets ($88.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
January 2025 — GARNETT INVESTMENT STRATEGIES (BEATRICE, NE) is newly SEC-registered with $122.9M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.