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TENNENBAUM CAPITAL PARTNERS, LLC

SANTA MONICA, CA · CRD 113203 · IAPD ↗ · 310 566 1000

$3.16BRegulatory AUM
7Advisory reps
10Employees
2Clients
n/aPlanning clients
36Private funds
6States
30Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
July 2026 — TENNENBAUM CAPITAL PARTNERS, LLC's Item 11 disclosure-reporting entries rose by 2 (28 -> 30).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
15
April 2026 — TENNENBAUM CAPITAL PARTNERS, LLC changed its website from mbank.95559.com.cn to mp.weixin.qq.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
15
July 2025 — TENNENBAUM CAPITAL PARTNERS, LLC changed its website from mp.weixin.qq.com to mbank.95559.com.cn.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
35
April 2025 — TENNENBAUM CAPITAL PARTNERS, LLC reported RAUM down 44% ($6.09B -> $3.43B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
April 2025 — TENNENBAUM CAPITAL PARTNERS, LLC shrank from 19 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
March 2025 — TENNENBAUM CAPITAL PARTNERS, LLC's Item 11 disclosure-reporting entries rose by 2 (31 -> 33).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
January 2025 — TENNENBAUM CAPITAL PARTNERS, LLC's Item 11 disclosure-reporting entries rose by 2 (29 -> 31).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
November 2024 — TENNENBAUM CAPITAL PARTNERS, LLC's Item 11 disclosure-reporting entries rose by 3 (26 -> 29).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
15
October 2024 — TENNENBAUM CAPITAL PARTNERS, LLC changed its website from douyin.com to line.naver.jp.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
40
September 2024 — TENNENBAUM CAPITAL PARTNERS, LLC's Item 11 disclosure-reporting entries rose by 1 (42 -> 43).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
May 2024 — TENNENBAUM CAPITAL PARTNERS, LLC's Item 11 disclosure-reporting entries rose by 1 (41 -> 42).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.