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SOCOTRA MANAGEMENT, INC.

SACRAMENTO, CA · CRD 328954 · IAPD ↗ · socotracapital.com · 916-617-2221

$388.5MRegulatory AUM
4Advisory reps
4Employees
5Clients
0Planning clients
5Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
October 2026 — SOCOTRA MANAGEMENT, INC. (SACRAMENTO, CA) left the SEC roster (was $388.5M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
83
January 2025 — SOCOTRA MANAGEMENT, INC. (SACRAMENTO, CA) is newly SEC-registered with $408.2M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.