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CANTATA WEALTH MANAGEMENT, LLC

CORAL GABLES, FL · CRD 332526 · IAPD ↗ · cantatawealth.com · 844-226-8282

$101.1MRegulatory AUM
3Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
September 2026 — CANTATA WEALTH MANAGEMENT, LLC (CORAL GABLES, FL) is newly SEC-registered with $101.1M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
60
December 2025 — CANTATA WEALTH MANAGEMENT, LLC (CORAL GABLES, FL) left the SEC roster (was $65.7M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
63
August 2025 — CANTATA WEALTH MANAGEMENT, LLC reported RAUM up 45% ($45.4M -> $65.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
February 2025 — CANTATA WEALTH MANAGEMENT, LLC reported RAUM up 34% ($32.3M -> $43.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
February 2025 — CANTATA WEALTH MANAGEMENT, LLC now reports custody of client assets ($43.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
January 2025 — CANTATA WEALTH MANAGEMENT, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
January 2025 — CANTATA WEALTH MANAGEMENT, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
December 2024 — CANTATA WEALTH MANAGEMENT, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
September 2024 — CANTATA WEALTH MANAGEMENT, LLC (CORAL GABLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.