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DES MOINES INVESTMENTS, LLC

DES MOINES, IA · CRD 146322 · IAPD ↗ · investdsmi.com · 515-777-1149

$246.0MRegulatory AUM
3Advisory reps
4Employees
700Clients
0Planning clients
0Private funds
9States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2026 — DES MOINES INVESTMENTS, LLC notice-filed in HI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
February 2026 — DES MOINES INVESTMENTS, LLC notice-filed in AZ, CA, FL, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
February 2026 — DES MOINES INVESTMENTS, LLC reported RAUM up 29% ($190.0M -> $246.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
January 2025 — DES MOINES INVESTMENTS, LLC notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
June 2024 — DES MOINES INVESTMENTS, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.