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SHEPHERD WEALTH MANAGEMENT

CINCINNATI, OH · CRD 312695 · IAPD ↗ · (513) 630-2664

$162.1MRegulatory AUM
4Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
February 2026 — SHEPHERD WEALTH MANAGEMENT notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
February 2026 — SHEPHERD WEALTH MANAGEMENT reported RAUM up 43% ($113.6M -> $162.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
February 2026 — SHEPHERD WEALTH MANAGEMENT grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
January 2025 — SHEPHERD WEALTH MANAGEMENT (CINCINNATI, OH) is newly SEC-registered with $101.6M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.