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ALAMOS CAPITAL, LLC

TUCSON, AZ · CRD 332985 · IAPD ↗ · 520-664-2001

$1.0MRegulatory AUM
2Advisory reps
2Employees
1Clients
n/aPlanning clients
1Private funds
3States
2Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
January 2025 — ALAMOS CAPITAL, LLC's Item 11 disclosure-reporting entries rose by 1 (1 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
80
October 2024 — ALAMOS CAPITAL, LLC (TUCSON, AZ) is newly SEC-registered with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.