← Tributary

FIRST KENTUCKY SECURITIES CORP

LOUISVILLE, KY · CRD 7524 · IAPD ↗ · firstky.com · 502-893-7288

$566.0MRegulatory AUM
16Advisory reps
19Employees
1Clients
1-10Planning clients
0Private funds
16States
9Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
January 2026 — FIRST KENTUCKY SECURITIES CORP notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
January 2025 — FIRST KENTUCKY SECURITIES CORP notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
January 2025 — FIRST KENTUCKY SECURITIES CORP reported RAUM up 27% ($535.3M -> $678.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.