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FRANKLIN ADVISORY SERVICES, LLC

SAN MATEO, FL · CRD 111361 · IAPD ↗ · franklintempletonoffshore.com · (650) 312-3000

$14.07BRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
6Private funds
1States
3Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
August 2026 — FRANKLIN ADVISORY SERVICES, LLC now reports custody of client assets ($26.09B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
August 2026 — FRANKLIN ADVISORY SERVICES, LLC now reports 6 private fund(s) ($49.3M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
40
July 2026 — FRANKLIN ADVISORY SERVICES, LLC moved its main office from SAN MATEO, CA to SAN MATEO, FL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
60
January 2026 — FRANKLIN ADVISORY SERVICES, LLC reported RAUM up 53% ($9.18B -> $14.07B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
January 2025 — FRANKLIN ADVISORY SERVICES, LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.