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NAPLES WEALTH PLANNING

BONITA SPRINGS, FL · CRD 330316 · IAPD ↗ · napleswealthplanning.com · 239-330-4183

$226.9MRegulatory AUM
10Advisory reps
13Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
May 2026 — NAPLES WEALTH PLANNING reported RAUM down 36% ($356.3M -> $226.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
48
December 2025 — NAPLES WEALTH PLANNING moved its main office from NAPLES, FL to BONITA SPRINGS, FL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
28
April 2025 — NAPLES WEALTH PLANNING changed its website from pricewm.com to napleswealthplanning.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
28
January 2025 — NAPLES WEALTH PLANNING changed its website from napleswealthplanning.com to pricewm.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
49
September 2024 — NAPLES WEALTH PLANNING notice-filed in MO, NY, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
September 2024 — NAPLES WEALTH PLANNING added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
September 2024 — NAPLES WEALTH PLANNING reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
73
September 2024 — NAPLES WEALTH PLANNING's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
May 2024 — NAPLES WEALTH PLANNING (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.