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SMH CAPITAL ADVISORS LLC

WEATHERFORD, TX · CRD 108344 · IAPD ↗ · smhca.com · 817-569-7000

$503.1MRegulatory AUM
2Advisory reps
7Employees
0Clients
n/aPlanning clients
0Private funds
24States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
October 2026 — SMH CAPITAL ADVISORS LLC moved its main office from FORT WORTH, TX to WEATHERFORD, TX.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
53
April 2026 — SMH CAPITAL ADVISORS LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — SMH CAPITAL ADVISORS LLC crossed $500M in regulatory AUM ($419.7M -> $503.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
April 2025 — SMH CAPITAL ADVISORS LLC shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
January 2025 — SMH CAPITAL ADVISORS LLC notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.