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VANGUARD CAPITAL

DENVER, CO · CRD 285052 · IAPD ↗ · vcapwa.com · 844-861-7504

$190.4MRegulatory AUM
0Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
7States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
October 2026 — VANGUARD CAPITAL added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
January 2025 — VANGUARD CAPITAL notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
January 2025 — VANGUARD CAPITAL added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2024 — VANGUARD CAPITAL reported RAUM up 27% ($152.9M -> $194.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.