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WEALTH TEAMS ALLIANCE

IRVINE, CA · CRD 168907 · IAPD ↗ · wealth-teams.com · 877-282-4768

$223.9MRegulatory AUM
12Advisory reps
27Employees
11Clients
1-10Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — WEALTH TEAMS ALLIANCE notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — WEALTH TEAMS ALLIANCE added office(s): 5 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
April 2026 — WEALTH TEAMS ALLIANCE grew from 10 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
January 2025 — WEALTH TEAMS ALLIANCE notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
May 2024 — WEALTH TEAMS ALLIANCE notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2024 — WEALTH TEAMS ALLIANCE reported RAUM up 25% ($158.9M -> $199.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.