← Tributary

ALIGN FINANCIAL ADVISORS, LLC

MCKINNEY, TX · CRD 333905 · IAPD ↗ · alignfinancialadvisors.com · 214-519-8750

$61.1MRegulatory AUM
3Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
1States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
December 2025 — ALIGN FINANCIAL ADVISORS, LLC (MCKINNEY, TX) left the SEC roster (was $61.1M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
April 2025 — ALIGN FINANCIAL ADVISORS, LLC reported RAUM up 55% ($39.5M -> $61.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
March 2025 — ALIGN FINANCIAL ADVISORS, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
January 2025 — ALIGN FINANCIAL ADVISORS, LLC (MCKINNEY, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.