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ASPEN INVESTMENT MANAGEMENT INC.

GRAND RAPIDS, MI · CRD 112081 · IAPD ↗ · aspenim.com · 616-361-2500

$452.5MRegulatory AUM
5Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

69
April 2026 — ASPEN INVESTMENT MANAGEMENT INC. reported RAUM up 58% ($285.7M -> $452.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
48
January 2025 — ASPEN INVESTMENT MANAGEMENT INC. moved its main office from ADA, MI to GRAND RAPIDS, MI.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
47
November 2024 — ASPEN INVESTMENT MANAGEMENT INC. notice-filed in LA, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
September 2024 — ASPEN INVESTMENT MANAGEMENT INC. now reports custody of client assets ($124.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
48
April 2024 — ASPEN INVESTMENT MANAGEMENT INC. moved its main office from GRAND RAPIDS, MI to ADA, MI.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.