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STAGE HARBOR FINANCIAL

WESTWOOD, MA · CRD 289725 · IAPD ↗ · (781) 934-3130

$1.10BRegulatory AUM
8Advisory reps
11Employees
0Clients
101-250Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — STAGE HARBOR FINANCIAL crossed $1B in regulatory AUM ($972.9M -> $1.10B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
January 2026 — STAGE HARBOR FINANCIAL notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
January 2025 — STAGE HARBOR FINANCIAL notice-filed in ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
November 2024 — STAGE HARBOR FINANCIAL moved its main office from NEEDHAM, MA to WESTWOOD, MA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.