← Tributary

FINANCIAL CONNECTIONS GROUP, INC.

LARKSPUR, CA · CRD 108906 · IAPD ↗ · 415-924-1091

$624.6MRegulatory AUM
3Advisory reps
7Employees
62Clients
51-100Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
June 2026 — FINANCIAL CONNECTIONS GROUP, INC. (LARKSPUR, CA) left the SEC roster (was $624.6M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
February 2026 — FINANCIAL CONNECTIONS GROUP, INC. notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
February 2026 — FINANCIAL CONNECTIONS GROUP, INC. crossed $500M in regulatory AUM ($480.8M -> $624.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
March 2025 — FINANCIAL CONNECTIONS GROUP, INC. notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
January 2025 — FINANCIAL CONNECTIONS GROUP, INC. moved its main office from CORTE MADERA, CA to LARKSPUR, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.