← Tributary

LUMINVEST WEALTH MANAGEMENT LLC

SCOTTSDALE, AZ · CRD 326261 · IAPD ↗ · 480-300-0062

$398.0MRegulatory AUM
2Advisory reps
5Employees
5Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
March 2026 — LUMINVEST WEALTH MANAGEMENT LLC notice-filed in FL, NH, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
March 2026 — LUMINVEST WEALTH MANAGEMENT LLC reported RAUM up 41% ($281.7M -> $398.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
March 2026 — LUMINVEST WEALTH MANAGEMENT LLC now reports custody of client assets ($49.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
64
February 2025 — LUMINVEST WEALTH MANAGEMENT LLC reports 101-250 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
February 2025 — LUMINVEST WEALTH MANAGEMENT LLC reported RAUM up 39% ($202.5M -> $281.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
January 2025 — LUMINVEST WEALTH MANAGEMENT LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
December 2024 — OMNIA WEALTH MANAGEMENT LLC is now doing business as LUMINVEST WEALTH MANAGEMENT LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
63
April 2024 — OMNIA WEALTH MANAGEMENT LLC reported RAUM up 42% ($142.8M -> $202.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
64
April 2024 — OMNIA WEALTH MANAGEMENT LLC reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.